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First Trust Small Cap Core AlphaDEX Fund
FYX

Overview Fund Activity

82 hedge funds and large institutions have $227M invested in First Trust Small Cap Core AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 39 reducing their positions, and 8 closing their positions.

Holders
82
Holders Change
+1
Holders Change %
+1.23%
% of All Funds
1.66%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
9
Increased
22
Reduced
39
Closed
8
Calls
–
Puts
$602K
Net Calls
-$602K
Net Calls Change
-$602K

Top Buyers

1
TIM
1
Total Investment Management
Arizona
$21M
2
Morgan Stanley
2
Morgan Stanley
New York
$27.2M
3
KAS
3
Kestra Advisory Services
Texas
$2.52M
4
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$8.11M
5
DADC
5
D.A. Davidson & Co
Montana
$2.54M

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$11.8M
2
RIA
2
Regal Investment Advisors
Michigan
$0
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$9.93M
4
Wells Fargo
4
Wells Fargo
California
$30M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$6.36M
Name Market Value Shares Shares
Change 		Shares
Change %
TRCT
26
Tower Research Capital (TRC)
New York
$1.5M 25,888 +691 +3%
UR
27
USCA RIA
Texas
$1.47M 25,380 -561 -2%
Stifel Financial
28
Stifel Financial
Missouri
$1.45M 25,002 +4,001 +19%
LI
29
LVZ Inc
Michigan
$1.14M 19,651 +1,047 +6%
Citadel Advisors
30
Citadel Advisors
Florida
$1.11M 19,140 -10,535 -36%
Cetera Investment Advisers
31
Cetera Investment Advisers
Illinois
$987K 17,041 +334 +2%
CAN
32
Cetera Advisor Networks
California
$942K 16,278 -781 -5%
NFG
33
Nations Financial Group
Iowa
$836K 14,451 -480 -3%
WS
34
Wedbush Securities
California
$817K 14,114 -264 -2%
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$803K 13,867 -5,051 -27%
WWM
36
Western Wealth Management
Colorado
$803K 13,865 +13,865 New
CS
37
Comerica Securities
Michigan
$733K 12,659 -462 -4%
Truist Financial
38
Truist Financial
North Carolina
$728K 12,579 -2,608 -17%
OIA
39
OneDigital Investment Advisors
Kansas
$712K 12,295 +7,061 +135%
CS
40
Credit Suisse
Switzerland
$703K 12,154 -11,356 -48%
CP
41
Camelot Portfolios
Ohio
$696K 12,028 -473 -4%
Goldman Sachs
42
Goldman Sachs
New York
$598K 10,336 +10,336 New
CBFP
43
Cedar Brook Financial Partners
Ohio
$512K 8,845 -26 -0.3%
HighTower Advisors
44
HighTower Advisors
Illinois
$437K 7,558 +37 +0.5%
CWA
45
Clarus Wealth Advisors
Arizona
$373K 6,137 +29 +0.5%
HSA
46
HBK Sorce Advisory
Pennsylvania
$366K 6,323 -4,176 -40%
First Trust Advisors
47
First Trust Advisors
Illinois
$354K 6,119 -201 -3%
CFGS
48
Concourse Financial Group Securities
Alabama
$348K 6,013 -18 -0.3%
SWP
49
Stratos Wealth Partners
Ohio
$335K 5,794 +546 +10%
PAG
50
Private Advisor Group
New Jersey
$312K 5,386 -409 -7%
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