We are live on ! Find out more
FYX icon

First Trust Small Cap Core AlphaDEX Fund

82 hedge funds and large institutions have $227M invested in First Trust Small Cap Core AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 39 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

14% more capital invested

Capital invested by funds: $199M → $227M (+$28.6M)

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

5.73% more ownership

Funds ownership: 49.43%55.17% (+5.7%)

1% more funds holding

Funds holding: 8182 (+1)

44% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 39

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $602K

Holders
82
Holders Change
+1
Holders Change %
+1.23%
% of All Funds
1.65%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
9
Increased
22
Reduced
39
Closed
8
Calls
Puts
$602K
Net Calls
-$602K
Net Calls Change
-$602K
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
26
Tower Research Capital (TRC)
New York
$1.5M +$39.8K +691 +3%
UR
27
USCA RIA
Texas
$1.47M -$32.3K -561 -2%
Stifel Financial
28
Stifel Financial
Missouri
$1.45M +$231K +4,001 +19%
LI
29
LVZ Inc
Michigan
$1.14M +$60.3K +1,047 +6%
Citadel Advisors
30
Citadel Advisors
Florida
$1.11M -$607K -10,535 -36%
Cetera Investment Advisers
31
Cetera Investment Advisers
Illinois
$987K +$19.2K +334 +2%
CAN
32
Cetera Advisor Networks
California
$942K -$45K -781 -5%
NFG
33
Nations Financial Group
Iowa
$836K -$27.7K -480 -3%
WS
34
Wedbush Securities
California
$817K -$15.2K -264 -2%
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$803K -$291K -5,051 -27%
WWM
36
Western Wealth Management
Colorado
$803K +$799K +13,865 New
CS
37
Comerica Securities
Michigan
$733K -$26.6K -462 -4%
Truist Financial
38
Truist Financial
North Carolina
$728K -$150K -2,608 -17%
OIA
39
OneDigital Investment Advisors
Kansas
$712K +$407K +7,061 +135%
CS
40
Credit Suisse
Switzerland
$703K -$654K -11,356 -48%
CP
41
Camelot Portfolios
Ohio
$696K -$27.3K -473 -4%
Goldman Sachs
42
Goldman Sachs
New York
$598K +$596K +10,336 New
CBFP
43
Cedar Brook Financial Partners
Ohio
$512K -$1.5K -26 -0.3%
HighTower Advisors
44
HighTower Advisors
Illinois
$437K +$2.13K +37 +0.5%
CWA
45
Clarus Wealth Advisors
Arizona
$373K +$1.67K +29 +0.5%
HSA
46
HBK Sorce Advisory
Pennsylvania
$366K -$241K -4,176 -40%
First Trust Advisors
47
First Trust Advisors
Illinois
$354K -$11.6K -201 -3%
CFGS
48
Concourse Financial Group Securities
Alabama
$348K -$1.04K -18 -0.3%
SWP
49
Stratos Wealth Partners
Ohio
$335K +$31.5K +546 +10%
PAG
50
Private Advisor Group
New Jersey
$312K -$23.6K -409 -7%

FYX Hedge Fund Activity: Q3 2020 in Review

82 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2020, worth a combined $227M — up 14% from $199M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FYX positions and 8 closed out — a net gain of 1 holder — while 22 added to existing stakes and 39 trimmed.

The largest buyer was Total Investment Management, opening a new position worth an estimated $20.5M. The largest seller was Raymond James & Associates, cutting an estimated $3.71M.

  • 82 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2020, up from 81 in Q2 2020.
  • Funds reported $227M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2020, up 14% quarter-over-quarter.
  • 9 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2020 and 8 closed out, a net change of +1 holder.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2020 was Total Investment Management, an estimated $20.5M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2020 was Raymond James & Associates, an estimated $3.71M sold.

Based on aggregated 13F filings for Q3 2020.