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First Trust Small Cap Core AlphaDEX Fund

103 hedge funds and large institutions have $300M invested in First Trust Small Cap Core AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 31 increasing their positions, 40 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

more first-time investments, than exits

New positions opened: | Existing positions closed:

more ownership

Funds ownership:

more funds holding

Funds holding:

more funds holding in top 10

Funds holding in top 10:

4% less capital invested

Capital invested by funds: $311M → $300M (-$11.6M)

23% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 40

Holders
103
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
Puts
Net Calls
Net Calls Change

Top Buyers

1 +$5.51M
2 +$1.83M
3 +$1.29M
4
NFG
Nations Financial Group
Iowa
+$999K
5
UBS Group
UBS Group
Switzerland
+$887K

Top Sellers

1 -$4.91M
2 -$4.17M
3 -$1.8M
4
US Bancorp
US Bancorp
Minnesota
-$1.69M
5
Morgan Stanley
Morgan Stanley
New York
-$1.1M
Name Holding Trade Value Shares
Change
Change in
Stake
26
$1.98M
27
$1.87M
28
$1.84M
29
$1.83M
30
$1.66M
31
$1.57M
32
$1.41M
33
$1.37M
34
$1.36M
35
$1.34M
36
$1.26M
37
$1.26M
38
$1.22M
39
$1.15M
40
$999K
41
$918K
42
$908K
43
$903K
44
$878K
45
$789K
46
$753K
47
$715K
48
$676K
49
$650K
50
$624K