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First Trust Small Cap Core AlphaDEX Fund

103 hedge funds and large institutions have $300M invested in First Trust Small Cap Core AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 31 increasing their positions, 40 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

1.08% more ownership

Funds ownership: 51.66%52.74% (+1.1%)

1% more funds holding

Funds holding: 102103 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less capital invested

Capital invested by funds: $311M → $300M (-$11.6M)

23% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 40

Holders
103
Holders Change
+1
Holders Change %
+0.98%
% of All Funds
2.26%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
31
Reduced
40
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CWS
26
Cypress Wealth Services
California
$1.98M -$454K -7,564 -19%
CPIG
27
Chicago Partners Investment Group
Illinois
$1.87M +$26.6K +443 +1%
PNC
28
Park National Corp
Ohio
$1.84M -$23K -384 -1%
IA
29
IFG Advisory
Georgia
$1.83M +$1.82M +30,398 New
UR
30
USCA RIA
Texas
$1.66M +$56.8K +947 +4%
FWM
31
Frontier Wealth Management
Missouri
$1.57M
Stifel Financial
32
Stifel Financial
Missouri
$1.41M -$474K -7,893 -25%
VF
33
Virtu Financial
New York
$1.37M +$461K +7,680 +51%
HighTower Advisors
34
HighTower Advisors
Illinois
$1.36M -$226K -3,758 -14%
Goldman Sachs
35
Goldman Sachs
New York
$1.34M -$2.88K -48 -0.2%
CAN
36
Cetera Advisor Networks
California
$1.26M -$217K -3,612 -15%
WI
37
Wintrust Investments
Illinois
$1.26M +$25.2K +420 +2%
LI
38
LVZ Inc
Michigan
$1.22M +$374K +6,232 +44%
Cetera Investment Advisers
39
Cetera Investment Advisers
Illinois
$1.15M -$7.32K -122 -0.6%
NFG
40
Nations Financial Group
Iowa
$999K +$984K +16,398 New
CP
41
Camelot Portfolios
Ohio
$918K -$885K -14,751 -49%
CS
42
Comerica Securities
Michigan
$908K -$20.9K -348 -2%
Jane Street
43
Jane Street
New York
$903K +$410K +6,833 +83%
TRCT
44
Tower Research Capital (TRC)
New York
$878K -$216K -3,593 -20%
CBFP
45
Cedar Brook Financial Partners
Ohio
$789K -$121K -2,024 -13%
SCA
46
Snowden Capital Advisors
New York
$753K -$107K -1,780 -12%
NWM
47
Northwest Wealth Management
Iowa
$715K -$147K -2,452 -17%
HSA
48
HBK Sorce Advisory
Pennsylvania
$676K -$8.76K -146 -1%
IA
49
IFP Advisors
Florida
$650K +$651K +10,856 New
WS
50
Wedbush Securities
California
$624K -$9.66K -161 -2%

FYX Hedge Fund Activity: Q3 2019 in Review

103 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Core AlphaDEX Fund (FYX) for Q3 2019, worth a combined $300M — down 3.7% from $311M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FYX positions and 8 closed out — a net gain of 1 holder — while 31 added to existing stakes and 40 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $5.5M. The largest seller was Wells Fargo, cutting an estimated $4.91M.

  • 103 institutional investors held First Trust Small Cap Core AlphaDEX Fund (FYX) as of Q3 2019, up from 102 in Q2 2019.
  • Funds reported $300M of First Trust Small Cap Core AlphaDEX Fund stock for Q3 2019, down 3.7% quarter-over-quarter.
  • 9 funds opened new First Trust Small Cap Core AlphaDEX Fund positions in Q3 2019 and 8 closed out, a net change of +1 holder.
  • The largest First Trust Small Cap Core AlphaDEX Fund buyer in Q3 2019 was Royal Bank of Canada, an estimated $5.5M added.
  • The largest First Trust Small Cap Core AlphaDEX Fund seller in Q3 2019 was Wells Fargo, an estimated $4.91M sold.

Based on aggregated 13F filings for Q3 2019.