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First Trust Mid Cap Growth AlphaDEX Fund
FNY

Overview Fund Activity

91 hedge funds and large institutions have $235M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 28 increasing their positions, 35 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
91
Holders Change
+5
Holders Change %
+5.81%
% of All Funds
1.84%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
28
Reduced
35
Closed
9
Calls
–
Puts
$391K
Net Calls
-$391K
Net Calls Change
-$391K

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$9.18M
2
Wells Fargo
2
Wells Fargo
California
$33.1M
3
LPL Financial
3
LPL Financial
California
$17.5M
4
RJA
4
Raymond James & Associates
Florida
$5.01M
5
First Trust Advisors
5
First Trust Advisors
Illinois
$4.5M

Top Sellers

1
FHC
1
First Heartland Consultants
Missouri
$6.84M
2
HWM
2
Holloway Wealth Management
Florida
$3.01M
3
SL
3
Savior LLC
Massachusetts
$7.66M
4
FAIM
4
Financial Advocates Investment Management
Washington
$587K
5
APA
5
American Portfolios Advisors
New York
$21.6K
Name Holding Trade Value Shares
Change 		Shares
Change %
FFA
76
Founders Financial Alliance
North Carolina
$120K +$120K +2,084 New
Citigroup
77
Citigroup
New York
$103K – – –
WEC
78
Winslow Evans & Crocker
Massachusetts
$94K – – –
BEI
79
Benjamin Edwards Inc
Missouri
$61K +$8.94K +168 +17%
SFS
80
Sowell Financial Services
Arkansas
$54K -$2.56K -48 -5%
TFA
81
Transamerica Financial Advisors
Florida
$50K -$497K -9,254 -91%
ABC
82
Associated Banc-Corp
Wisconsin
$42K – – –
US Bancorp
83
US Bancorp
Minnesota
$34K – – –
PFS
84
Prospera Financial Services
Texas
$27K +$27K +501 New
APA
85
American Portfolios Advisors
New York
$21.6K -$810K -15,145 -97%
SPIA
86
Steward Partners Investment Advisory
New York
$16K – – –
AF
87
Allworth Financial
California
$12K – – –
LS
88
Leelyn Smith
Illinois
$6K – – –
LAS
89
Lloyd Advisory Services
Georgia
$3K -$484 -10 -14%
GI
90
Gradient Investments
Minnesota
$3K – – –
Rockefeller Capital Management
91
Rockefeller Capital Management
New York
$3K – – –
CFD
92
Creative Financial Designs
Indiana
$2K +$2K +30 New
Fidelity Investments
93
Fidelity Investments
Massachusetts
$1K – – –
Citadel Advisors
94
Citadel Advisors
Florida
– -$682K -14,243 Closed
Jane Street
95
Jane Street
New York
– -$363K -7,585 Closed
CWS
96
Cypress Wealth Services
California
– -$349K -7,306 Closed
NWP
97
Northstar Wealth Partners
Connecticut
– -$221K -4,640 Closed
QCG
98
Quadrant Capital Group
Ohio
– -$187K -3,910 Closed
TI
99
tru Independence
Oregon
– -$32 -671 Closed
MPWT
100
MassMutual Private Wealth & Trust
Connecticut
– -$7K -137 Closed
1 2 3
4
5