Gradient Investments’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Gradient Investments’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-59	Closed	-$4K	–	1173
2021 Q2	$4K	Hold	59	–	–	﹤0.01%	908
2021 Q1	$4K	Hold	59	–	–	﹤0.01%	914
2020 Q4	$3K	Hold	59	–	–	﹤0.01%	883
2020 Q3	$3K	Hold	59	–	–	﹤0.01%	889
2020 Q2	$3K	Hold	59	–	–	﹤0.01%	830
2020 Q1	$2K	Hold	59	–	–	﹤0.01%	913
2019 Q4	$3K	Buy	+59	New	+$2.74K	﹤0.01%	889

Other funds holding FNY

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JAWM

J. Arnold Wealth Management Youngstown, Ohio $294M AUM 33.6% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $28M AUM 32.92% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

AOG

Alpha Omega Group Reston, Virginia $84.1M AUM 6.41% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Gradient Investments's FNY Position: Q3 2021 in Review

Gradient Investments sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q3 2021, closing a stake of 59 shares — an estimated $4K sold.

Gradient Investments first reported a position in FNY in Q4 2019 and held it in 7 quarters. The position peaked at $4K in Q2 2021. 99 funds tracked by Wall St. Rank hold FNY as of Q3 2021.

Gradient Investments reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q3 2021 after selling out during the quarter.
Gradient Investments sold 59 First Trust Mid Cap Growth AlphaDEX Fund shares in Q3 2021, an estimated $4K.
Gradient Investments first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q4 2019 and held it in 7 quarters.
Gradient Investments's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $4K in Q2 2021.
99 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q3 2021.

Based on Gradient Investments's 13F filing for Q3 2021, filed 18 Oct 2021.