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Founders Financial Alliance’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Founders Financial Alliance’s Portfolio FNY Stock Details FNY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$190K Buy
+2,096
New +$199K 0.03% 392
2025
Q4 		– Sell
-2,096
Closed -$192K – 639
2025
Q3 		$192K Buy
+2,096
New +$181K 0.04% 381
2025
Q2 		– Sell
-2,096
Closed -$157K – 567
2025
Q1 		$157K Hold
2,096
– – 0.04% 356
2024
Q4 		$168K Buy
2,096
+4
+0.2% +$332 0.05% 294
2024
Q3 		$167K Buy
2,092
+8
+0.4% +$606 0.05% 298
2024
Q2 		$153K Hold
2,084
– – 0.05% 289
2024
Q1 		$158K Hold
2,084
– – 0.05% 286
2023
Q4 		$142K Hold
2,084
– – 0.06% 269
2023
Q3 		$126K Hold
2,084
– – 0.06% 254
2023
Q2 		$135K Hold
2,084
– – 0.05% 271
2023
Q1 		$122K Hold
2,084
– – 0.06% 239
2022
Q4 		$118K Hold
2,084
– – 0.05% 257
2022
Q3 		$112K Hold
2,084
– – 0.06% 249
2022
Q2 		$114K Hold
2,084
– – 0.06% 251
2022
Q1 		$139K Hold
2,084
– – 0.06% 242
2021
Q4 		$155K Hold
2,084
– – 0.06% 265
2021
Q3 		$150K Hold
2,084
– – 0.07% 247
2021
Q2 		$157K Sell
2,084
-11
-0.5% -$772 0.07% 257
2021
Q1 		$140K Buy
2,095
+11
+0.5% +$765 0.07% 250
2020
Q4 		$136K Hold
2,084
– – 0.08% 222
2020
Q3 		$120K Buy
+2,084
New +$107K 0.07% 230

Other funds holding FNY

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
P
&Partners Nashville, Tennessee $20.2B AUM 19.79% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Founders Financial Alliance's FNY Position: Q1 2026 in Review

Founders Financial Alliance opened a new position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q1 2026: 2,096 shares worth $190K. The stake represents 0.03% of the portfolio and ranks #392 among its holdings. This is a return to the name: Founders Financial Alliance previously reported a position in FNY as recently as Q3 2025.

Founders Financial Alliance first reported a position in FNY in Q3 2020 and has held it in 21 quarters since. The position peaked at $192K in Q3 2025. 122 funds tracked by Wall St. Rank hold FNY as of Q1 2026.

  • Founders Financial Alliance held 2,096 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $190K as of Q1 2026.
  • First Trust Mid Cap Growth AlphaDEX Fund was a new Founders Financial Alliance position in Q1 2026.
  • First Trust Mid Cap Growth AlphaDEX Fund made up 0.03% of Founders Financial Alliance's portfolio in Q1 2026, its #392 holding.
  • Founders Financial Alliance first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q3 2020 and has held it in 21 quarters since.
  • Founders Financial Alliance's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $192K in Q3 2025.
  • 122 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q1 2026.

Based on Founders Financial Alliance's 13F filing for Q1 2026, filed 11 May 2026.