Rockefeller Capital Management’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Rockefeller Capital Management’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$993K	Buy	8,957 +2,177	+32%	+$222K	﹤0.01%	1703
2026 Q1	$614K	Buy	6,780 +1,099	+19%	+$104K	﹤0.01%	1853
2025 Q4	$518K	Buy	5,681 +1,408	+33%	+$129K	﹤0.01%	1885
2025 Q3	$391K	Buy	+4,273	New	+$369K	﹤0.01%	1896
2023 Q2	–	Sell	-3,465	Closed	-$206K	–	1886
2023 Q1	$206K	Hold	3,465	–	–	﹤0.01%	1805
2022 Q4	$195K	Hold	3,465	–	–	﹤0.01%	1671
2022 Q3	$185K	Hold	3,465	–	–	﹤0.01%	1686
2022 Q2	$189K	Sell	3,465 -197	-5%	-$12K	﹤0.01%	1661
2022 Q1	$244K	Buy	3,662 +3,465	+1,759%	+$229K	﹤0.01%	1609
2021 Q4	$14K	Hold	197	–	–	﹤0.01%	2812
2021 Q3	$14K	Buy	+197	New	+$14.5K	﹤0.01%	2733
2020 Q4	–	Sell	-58	Closed	-$3K	–	2902
2020 Q3	$3K	Hold	58	–	–	﹤0.01%	2330
2020 Q2	$3K	Buy	+58	New	+$2.52K	﹤0.01%	2219

Other funds holding FNY

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

&Partners Nashville, Tennessee $24.4B AUM 27.45% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Rockefeller Capital Management's FNY Position: Q2 2026 in Review

Rockefeller Capital Management increased its First Trust Mid Cap Growth AlphaDEX Fund (FNY) stake by 32% in Q2 2026, buying an estimated $222K and bringing the position to 8,957 shares worth $993K. The position accounts for ﹤0.01% of the portfolio, ranked #1703.

Rockefeller Capital Management first reported a position in FNY in Q2 2020 and has held it in 13 quarters since. 127 funds tracked by Wall St. Rank hold FNY as of Q2 2026.

Rockefeller Capital Management held 8,957 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $993K as of Q2 2026.
Rockefeller Capital Management bought 2,177 First Trust Mid Cap Growth AlphaDEX Fund shares in Q2 2026, an estimated $222K.
First Trust Mid Cap Growth AlphaDEX Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1703 holding.
Rockefeller Capital Management first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q2 2020 and has held it in 13 quarters since.
127 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.