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First Trust Mid Cap Growth AlphaDEX Fund
FNY

112 hedge funds and large institutions have $321M invested in First Trust Mid Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 30 increasing their positions, 40 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 7

13% more funds holding

Funds holding: 99 → 112 (+13)

2.61% more ownership

Funds ownership: 68.18% → 70.78% (+2.6%)

3% more capital invested

Capital invested by funds: $311M → $321M (+$10.2M)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

25% less repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 40

Holders
112
Holders Change
+13
Holders Change %
+13.13%
% of All Funds
1.72%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
20
Increased
30
Reduced
40
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GAG
GM Advisory Group
New York
+$24.6M
2
SMF
Sterling Manor Financial
New York
+$7.33M
3
PFS
Prospera Financial Services
Texas
+$1.01M
4
Mariner
Mariner
Kansas
+$875K
5
LPL Financial
LPL Financial
California
+$650K

Top Sellers

Rank Fund Capital Flow
1
JAWM
J. Arnold Wealth Management
Ohio
-$17.8M
2
Morgan Stanley
Morgan Stanley
New York
-$4.72M
3
Citadel Advisors
Citadel Advisors
Florida
-$2.75M
4
PAG
Private Advisory Group
Washington
-$2.51M
5
GIA
Gladstone Institutional Advisory
Florida
-$2.27M
Name Holding Trade Value Shares
Change 		Change in
Stake
AWM
51
AE Wealth Management
Kansas
$581K +$584K +7,831 New
EW
52
Element Wealth
Mississippi
$578K -$5.15K -69 -0.9%
GVAG
53
Great Valley Advisor Group
Delaware
$569K – – –
TA
54
TKG Advisors
Indiana
$553K +$556K +7,452 New
IP
55
Ignite Planners
California
$514K +$568K +7,610 New
CA
56
Calton & Associates
Florida
$488K +$21.3K +285 +5%
IA
57
IFP Advisors
Florida
$482K – – –
IA
58
IFG Advisory
Georgia
$478K – – –
Koshinski Asset Management
59
Koshinski Asset Management
Illinois
$473K – – –
FAIM
60
Financial Advocates Investment Management
Washington
$469K -$125K -1,680 -21%
KWS
61
Keystone Wealth Services
California
$431K +$434K +5,812 New
BPA
62
Beacon Pointe Advisors
California
$408K – – –
WFA
63
WMG Financial Advisors
Tennessee
$405K +$406K +5,446 New
SG
64
StoneX Group
New York
$402K +$16.1K +216 +4%
IWM
65
IHT Wealth Management
Illinois
$396K -$12.5K -168 -3%
HighTower Advisors
66
HighTower Advisors
Illinois
$393K -$10.2K -136 -3%
CA
67
Cetera Advisors
Colorado
$357K -$87.2K -1,169 -20%
CA
68
CoreCap Advisors
Michigan
$353K +$356K +4,765 New
TWM
69
Titus Wealth Management
California
$341K +$3.73K +50 +1%
CF
70
Centaurus Financial
California
$339K -$10.6K -142 -3%
VVP
71
Venture Visionary Partners
Ohio
$323K – – –
GWM
72
Geneos Wealth Management
Colorado
$313K +$15.4K +206 +5%
AAS
73
Avantax Advisory Services
Texas
$299K -$31K -415 -9%
ASN
74
Advisory Services Network
Georgia
$291K +$7.84K +105 +3%
NA
75
NewEdge Advisors
Louisiana
$286K +$288K +3,859 New
1 2
3
4 5

FNY Hedge Fund Activity: Q4 2021 in Review

112 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) for Q4 2021, worth a combined $321M — up 3.3% from $311M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FNY positions and 7 closed out — a net gain of 13 holders — while 30 added to existing stakes and 40 trimmed.

The largest buyer was GM Advisory Group, opening a new position worth an estimated $24.6M. The largest seller was J. Arnold Wealth Management, cutting an estimated $17.8M.

  • 112 institutional investors held First Trust Mid Cap Growth AlphaDEX Fund (FNY) as of Q4 2021, up from 99 in Q3 2021.
  • Funds reported $321M of First Trust Mid Cap Growth AlphaDEX Fund stock for Q4 2021, up 3.3% quarter-over-quarter.
  • 20 funds opened new First Trust Mid Cap Growth AlphaDEX Fund positions in Q4 2021 and 7 closed out, a net change of +13 holders.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund buyer in Q4 2021 was GM Advisory Group, an estimated $24.6M added.
  • The largest First Trust Mid Cap Growth AlphaDEX Fund seller in Q4 2021 was J. Arnold Wealth Management, an estimated $17.8M sold.

Based on aggregated 13F filings for Q4 2021.