Cetera Advisors’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Cetera Advisors’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	$3.33M	Buy	+44,098	New	+$3.09M	0.03%	597
2022 Q2	–	Sell	-4,574	Closed	-$305K	–	1410
2022 Q1	$305K	Sell	4,574 -242	-5%	-$16K	0.01%	1093
2021 Q4	$357K	Sell	4,816 -1,169	-20%	-$87.2K	0.01%	1036
2021 Q3	$430K	Buy	+5,985	New	+$441K	0.01%	935
2019 Q2	–	Sell	-3,380	Closed	-$147K	–	1034
2019 Q1	$147K	Buy	+3,380	New	+$140K	0.01%	834
2018 Q4	–	Sell	-4,581	Closed	-$214K	–	887
2018 Q3	$214K	Buy	+4,581	New	+$208K	0.01%	858

Other funds holding FNY

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Cetera Advisors's FNY Position: Q1 2024 in Review

Cetera Advisors opened a new position in First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q1 2024: 44,098 shares worth $3.33M. The stake represents 0.03% of the portfolio and ranks #597 among its holdings. This is a return to the name: Cetera Advisors previously reported a position in FNY as recently as Q1 2022.

Cetera Advisors first reported a position in FNY in Q3 2018 and has held it in 6 quarters since. 89 funds tracked by Wall St. Rank hold FNY as of Q1 2024.

Cetera Advisors held 44,098 shares of First Trust Mid Cap Growth AlphaDEX Fund worth $3.33M as of Q1 2024.
First Trust Mid Cap Growth AlphaDEX Fund was a new Cetera Advisors position in Q1 2024.
First Trust Mid Cap Growth AlphaDEX Fund made up 0.03% of Cetera Advisors's portfolio in Q1 2024, its #597 holding.
Cetera Advisors first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q3 2018 and has held it in 6 quarters since.
89 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q1 2024.

Based on Cetera Advisors's 13F filing for Q1 2024, filed 15 May 2024.