StoneX Group’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

StoneX Group’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-4,303	Closed	-$230K	–	605
2022 Q3	$230K	Buy	4,303 +479	+13%	+$28.2K	0.04%	249
2022 Q2	$209K	Sell	3,824 -405	-10%	-$24.6K	0.03%	343
2022 Q1	$282K	Sell	4,229 -1,190	-22%	-$78.7K	0.03%	431
2021 Q4	$402K	Buy	5,419 +216	+4%	+$16.1K	0.05%	338
2021 Q3	$374K	Buy	5,203 +18	+0.3%	+$1.33K	0.05%	310
2021 Q2	$391K	Buy	5,185 +1,957	+61%	+$137K	0.06%	294
2021 Q1	$219K	Sell	3,228 -621	-16%	-$43.2K	0.04%	376
2020 Q4	$252K	Buy	+3,849	New	+$229K	0.06%	301
2018 Q4	–	Sell	-4,478	Closed	-$207K	–	213
2018 Q3	$207K	Buy	+4,478	New	+$203K	0.15%	225

Other funds holding FNY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $28M AUM 32.92% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

StoneX Group's FNY Position: Q4 2022 in Review

StoneX Group sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q4 2022, closing a stake of 4,303 shares — an estimated $230K sold.

StoneX Group first reported a position in FNY in Q3 2018 and held it in 9 quarters. The position peaked at $402K in Q4 2021. 82 funds tracked by Wall St. Rank hold FNY as of Q4 2022.

StoneX Group reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q4 2022 after selling out during the quarter.
StoneX Group sold 4,303 First Trust Mid Cap Growth AlphaDEX Fund shares in Q4 2022, an estimated $230K.
StoneX Group first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q3 2018 and held it in 9 quarters.
StoneX Group's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $402K in Q4 2021.
82 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q4 2022.

Based on StoneX Group's 13F filing for Q4 2022, filed 10 Feb 2023.