Calton & Associates’s First Trust Mid Cap Growth AlphaDEX Fund FNY Stock Holding History

Calton & Associates’s Portfolio FNY Stock Details FNY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-6,581	Closed	-$488K	–	376
2021 Q4	$488K	Buy	6,581 +285	+5%	+$21.3K	0.13%	180
2021 Q3	$452K	Buy	6,296 +596	+10%	+$43.9K	0.1%	207
2021 Q2	$431K	Buy	5,700 +1,999	+54%	+$140K	0.08%	224
2021 Q1	$252K	Buy	+3,701	New	+$257K	0.05%	319
2018 Q1	–	Sell	-3,158	Closed	-$132K	–	666
2017 Q4	$132K	Buy	+3,158	New	+$121K	0.03%	423

Other funds holding FNY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $28M AUM 32.92% 1-Year Est. Return

AOG

Alpha Omega Group Reston, Virginia $84.1M AUM 6.41% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Calton & Associates's FNY Position: Q1 2022 in Review

Calton & Associates sold out of First Trust Mid Cap Growth AlphaDEX Fund (FNY) in Q1 2022, closing a stake of 6,581 shares — an estimated $488K sold.

Calton & Associates first reported a position in FNY in Q4 2017 and held it in 5 quarters. The position peaked at $488K in Q4 2021. 92 funds tracked by Wall St. Rank hold FNY as of Q1 2022.

Calton & Associates reported no remaining First Trust Mid Cap Growth AlphaDEX Fund position as of Q1 2022 after selling out during the quarter.
Calton & Associates sold 6,581 First Trust Mid Cap Growth AlphaDEX Fund shares in Q1 2022, an estimated $488K.
Calton & Associates first reported a position in First Trust Mid Cap Growth AlphaDEX Fund in Q4 2017 and held it in 5 quarters.
Calton & Associates's First Trust Mid Cap Growth AlphaDEX Fund position peaked at $488K in Q4 2021.
92 funds tracked by Wall St. Rank held First Trust Mid Cap Growth AlphaDEX Fund as of Q1 2022.

Based on Calton & Associates's 13F filing for Q1 2022, filed 12 Apr 2022.