FLC

Flaherty & Crumrine Total Return Fund
FLC

Overview Fund Activity

25 hedge funds and large institutions have $35.5M invested in Flaherty & Crumrine Total Return Fund in 2014 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
25
Holders Change
-2
Holders Change %
-7.41%
% of All Funds
0.72%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
1
Increased
11
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NL
NWAM LLC
Washington
+$994K
2
Invesco
Invesco
Georgia
+$611K
3
Bank of America
Bank of America
North Carolina
+$278K
4
Cohen & Steers
Cohen & Steers
New York
+$160K
5
NPC
National Planning Corporation
California
+$140K

Top Sellers

1
GC
Guggenheim Capital
Illinois
-$1.41M
2
TRCT
Tower Research Capital (TRC)
New York
-$55K
3
CIA
Capital Investment Advisors
Georgia
-$48.3K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$47.7K
5
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
-$40K
Name Holding Trade Value Shares
Change 		Shares
Change %
TRCT
26
Tower Research Capital (TRC)
New York
– -$55K -2,800 Closed
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
– -$40K -2,000 Closed
Creative Planning
28
Creative Planning
Kansas
– -$15K -769 Closed
1
2