FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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32 hedge funds and large institutions have $11.8M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
+5
Holders Change %
+18.52%
% of All Funds
0.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
10
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
1
Matisse Capital
Oregon
$818K
2
SFS
2
Shaker Financial Services
Virginia
$933K
3
PAG
3
Private Advisor Group
New Jersey
$638K
4
Morgan Stanley
4
Morgan Stanley
New York
$1.78M
5
Osaic Holdings
5
Osaic Holdings
Arizona
$435K

Top Sellers

1
LPL Financial
1
LPL Financial
California
$1.56M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$0
3
CAG
3
Csenge Advisory Group
Florida
$151K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$589K
5
FHA
5
Flagship Harbor Advisors
Massachusetts
$384K
Name Holding Trade Value Shares
Change 		Shares
Change %
IA
26
IFP Advisors
Florida
$28.7K -$22.6K -6,698 -44%
SPIA
27
Steward Partners Investment Advisory
New York
$25K – – –
NS
28
NBC Securities
Alabama
$21K +$21K +6,323 New
UBS Group
29
UBS Group
Switzerland
$17.3K +$8.47K +2,512 +95%
LC
30
Lindbrook Capital
California
$16.9K – – –
BBPWM
31
Blue Bell Private Wealth Management
Pennsylvania
$7.97K +$7.97K +2,366 New
JPMorgan Chase & Co
32
JPMorgan Chase & Co
New York
$3.4K +$364 +108 +12%
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
– -$118K -36,282 Closed
1
2