FGB

First Trust Specialty Finance and Financial Opportunities Fund
FGB

Overview Fund Activity
Delisted

FGB was delisted on the 27th of June, 2025.

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30 hedge funds and large institutions have $9.25M invested in First Trust Specialty Finance and Financial Opportunities Fund in 2023 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
10
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
Shaker Financial Services
Virginia
$830K
2
AC
Almitas Capital
California
$192K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$118K
4
Morgan Stanley
Morgan Stanley
New York
$1.35M
5
LPL Financial
LPL Financial
California
$1.92M

Top Sellers

1
UBS Group
UBS Group
Switzerland
$0
2
BWA
BDO Wealth Advisors
Florida
$55.3K
3
MCC
Money Concepts Capital
Florida
$0
4
RJFSA
Raymond James Financial Services Advisors
Florida
$592K
5
CAG
Csenge Advisory Group
Florida
$227K
Name Holding Trade Value Shares
Change 		Shares
Change %
SPIA
26
Steward Partners Investment Advisory
New York
$23.3K – – –
LC
27
Lindbrook Capital
California
$15.7K – – –
HI
28
Harbour Investments
Wisconsin
$4.99K -$2.51K -800 -33%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$531 +$24 +7,644 +5%
UBS Group
30
UBS Group
Switzerland
– -$38.5K -12,570 Closed
MCC
31
Money Concepts Capital
Florida
– -$17.6K -5,750 Closed
TRCT
32
Tower Research Capital (TRC)
New York
– -$1K -300 Closed
NA
33
NewEdge Advisors
Louisiana
– -$459 -150 Closed
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