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First Trust Large Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Northwestern Mutual Wealth Management
101
Northwestern Mutual Wealth Management
Wisconsin
$465K – – –
CAPTRUST Financial Advisors
102
CAPTRUST Financial Advisors
North Carolina
$464K -$41.9K -434 -8%
TRCT
103
Tower Research Capital (TRC)
New York
$447K +$81.5K +844 +22%
VVP
104
Venture Visionary Partners
Ohio
$444K – – –
AAP
105
Arax Advisory Partners
Colorado
$421K -$5.12K -53 -1%
CAM
106
Cresset Asset Management
Illinois
$411K +$290 +3 +0.1%
SIG
107
Sargent Investment Group
Maryland
$404K – – –
FCA
108
Fortis Capital Advisors
Kansas
$388K – – –
IAS
109
Insigneo Advisory Services
Florida
$386K -$19.3K -200 -5%
MWM
110
Mission Wealth Management
California
$380K – – –
AAS
111
Annex Advisory Services
Wisconsin
$378K – – –
Bank of Montreal
112
Bank of Montreal
Ontario, Canada
$376K +$372K +3,847 New
IWN
113
Independent Wealth Network
Iowa
$375K +$966 +10 +0.3%
PNC Financial Services Group
114
PNC Financial Services Group
Pennsylvania
$372K -$4.44K -46 -1%
SEIA
115
Signature Estate & Investment Advisors
California
$372K +$371K +3,837 New
EW
116
Element Wealth
Mississippi
$371K -$21.4K -221 -5%
FWP
117
FAS Wealth Partners
Kansas
$369K – – –
AF
118
Allworth Financial
California
$364K -$7.15K -74 -2%
EAM
119
Eukles Asset Management
Ohio
$364K -$6.96K -72 -2%
AF
120
Apollon Financial
South Carolina
$362K – – –
IWA
121
Icon Wealth Advisors
Texas
$360K – – –
MWM
122
Modern Wealth Management
Kansas
$360K -$11.7K -121 -3%
BWA
123
Bordeaux Wealth Advisors
California
$345K +$344K +3,560 New
CP
124
Camelot Portfolios
Ohio
$344K -$193 -2 -0.1%
SWM
125
Spire Wealth Management
Virginia
$340K – – –