First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
50 hedge funds and large institutions have $78.5M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 20 increasing their positions, 15 reducing their positions, and 11 closing their positions.
33% more repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 15
0.23% less ownership
Funds ownership: 52.31% → 52.08% (-0.23%)
6% less funds holding
Funds holding: 53 → 50 (-3)
15% less capital invested
Capital invested by funds: $92.2M → $78.5M (-$13.8M)
18% less first-time investments, than exits
New positions opened: 9 | Existing positions closed: 11
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Ameraudi Asset Management
New York
|
+$1.85M |
| 2 |
Jane Street
New York
|
+$1.59M |
| 3 |
FTUS
Flow Traders U.S.
New York
|
+$1.35M |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.26M |
| 5 |
CA
Cetera Advisors
Denver,
Colorado
|
+$1.21M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FAIM
Financial Advocates Investment Management
Olympia,
Washington
|
-$4.16M |
| 2 |
RA
RiverTree Advisors
Winter Park,
Florida
|
-$2.85M |
| 3 |
Wells Fargo
San Francisco,
California
|
-$2.48M |
| 4 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$1.56M |
| 5 |
IWC
Integrated Wealth Concepts
Waltham,
Massachusetts
|
-$1.11M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
MAM
51
Meeder Asset Management
Dublin,
Ohio
| $3K | – | – | – |
|
|
FAIM
52
Financial Advocates Investment Management
Olympia,
Washington
| – | -$4.16M | -89,200 | Closed |
|
|
RA
53
RiverTree Advisors
Winter Park,
Florida
| – | -$2.85M | -61,135 | Closed |
|
|
RJFSA
54
Raymond James Financial Services Advisors
St. Petersburg,
Florida
| – | -$1.56M | -33,500 | Closed |
|
|
IWC
55
Integrated Wealth Concepts
Waltham,
Massachusetts
| – | -$1.11M | -23,865 | Closed |
|
56
Envestnet Asset Management
Chicago,
Illinois
| – | -$283K | -6,069 | Closed |
|
57
Stifel Financial
St. Louis,
Missouri
| – | -$260K | -5,581 | Closed |
|
|
BAM
58
Belpointe Asset Management
Reno,
Nevada
| – | -$102K | -2,178 | Closed |
|
|
AIP
59
Ameritas Investment Partners
Lincoln,
Nebraska
| – | -$34K | -730 | Closed |
|
|
APA
60
American Portfolios Advisors
Holbrook,
New York
| – | -$7K | -150 | Closed |
|
|
RDFA
61
Ritter Daniher Financial Advisory
Cincinnati,
Ohio
| – | -$1K | -23 | Closed |
|
FEMS Hedge Fund Activity: Q3 2021 in Review
50 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q3 2021, worth a combined $78.5M — down 15% from $92.2M a quarter earlier.
Sellers outnumbered buyers: 11 funds closed out of FEMS and 9 opened new positions — a net loss of 2 holders — while 15 trimmed existing stakes and 20 added.
The largest buyer was Ameraudi Asset Management, adding an estimated $1.85M. The largest seller was Financial Advocates Investment Management, exiting entirely with an estimated $4.16M sold.
- 50 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q3 2021, down from 53 in Q2 2021.
- Funds reported $78.5M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q3 2021, down 15% quarter-over-quarter.
- 9 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q3 2021 and 11 closed out, a net change of -2 holders.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q3 2021 was Ameraudi Asset Management, an estimated $1.85M added.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q3 2021 was Financial Advocates Investment Management, an estimated $4.16M sold.
Based on aggregated 13F filings for Q3 2021.