First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
44 hedge funds and large institutions have $106M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 12 closing their positions.
73% more repeat investments, than reductions
Existing positions increased: 19 | Existing positions reduced: 11
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
1% less capital invested
Capital invested by funds: $107M → $106M (-$656K)
8% less first-time investments, than exits
New positions opened: 11 | Existing positions closed: 12
2.16% less ownership
Funds ownership: 42.35% → 40.18% (-2.2%)
2% less funds holding
Funds holding: 45 → 44 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
+$4.8M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
+$2.47M |
| 3 |
Stifel Financial
St. Louis,
Missouri
|
+$868K |
| 4 |
GRP
Global Retirement Partners
San Rafael,
California
|
+$796K |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$776K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$6.59M |
| 2 |
Morgan Stanley
New York
|
-$3.84M |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$2.3M |
| 4 |
FTUS
Flow Traders U.S.
New York
|
-$1.24M |
| 5 |
Envestnet Asset Management
Chicago,
Illinois
|
-$1.08M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NPC
51
National Planning Corporation
El Segundo,
California
| – | -$252K | -6,085 | Closed |
|
|
SB
52
Suntrust Banks
Atlanta,
Georgia
| – | -$251K | -6,073 | Closed |
|
|
CA
53
Cetera Advisors
Denver,
Colorado
| – | -$239K | -5,750 | Closed |
|
54
Verition Fund Management
Greenwich,
Connecticut
| – | -$201K | -4,864 | Closed |
|
|
BA
55
Bristlecone Advisors
Bellevue,
Washington
| – | -$30K | -715 | Closed |
|
FEMS Hedge Fund Activity: Q4 2017 in Review
44 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q4 2017, worth a combined $106M — down 0.61% from $107M a quarter earlier.
Sellers outnumbered buyers: 12 funds closed out of FEMS and 11 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 19 added.
The largest buyer was UBS Group, adding an estimated $4.8M. The largest seller was Jane Street, exiting entirely with an estimated $6.59M sold.
- 44 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q4 2017, down from 45 in Q3 2017.
- Funds reported $106M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q4 2017, down 0.61% quarter-over-quarter.
- 11 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q4 2017 and 12 closed out, a net change of -1 holder.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q4 2017 was UBS Group, an estimated $4.8M added.
- The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q4 2017 was Jane Street, an estimated $6.59M sold.
Based on aggregated 13F filings for Q4 2017.