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First Trust Emerging Markets Small Cap AlphaDEX Fund

71 hedge funds and large institutions have $233M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 23 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

39% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 23

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

3% more funds holding

Funds holding: 6971 (+2)

3% more capital invested

Capital invested by funds: $227M → $233M (+$6.24M)

3.4% less ownership

Funds ownership: 74.29%70.9% (-3.4%)

Holders
71
Holders Change
+2
Holders Change %
+2.9%
% of All Funds
1.13%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
8
Increased
32
Reduced
23
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
C
26
CEDRUS
Colorado
$1.6M +$769K +20,033 +93%
CAPTRUST Financial Advisors
27
CAPTRUST Financial Advisors
North Carolina
$1.55M +$6.06K +158 +0.4%
EH
28
Equitable Holdings
New York
$1.37M +$93.3K +2,431 +7%
FIS
29
Fischer Investment Strategies
California
$1.33M -$114K -2,978 -8%
SCA
30
Snowden Capital Advisors
New York
$1.29M +$6.99K +182 +0.5%
CA
31
Cetera Advisors
Colorado
$1.14M +$244K +6,354 +27%
Baird Financial Group
32
Baird Financial Group
Wisconsin
$1.08M -$4.14K -108 -0.4%
HAS
33
HBW Advisory Services
California
$925K +$162K +4,219 +21%
SA
34
SFI Advisors
New Jersey
$912K -$1.38K -36 -0.2%
MML Investors Services
35
MML Investors Services
Massachusetts
$862K +$40K +1,043 +5%
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$754K -$5.18K -135 -0.7%
SFP
37
Sweet Financial Partners
Minnesota
$622K
WEG
38
World Equity Group
Illinois
$613K +$8.87K +231 +1%
OC
39
Oppenheimer & Co
New York
$605K -$2.53K -66 -0.4%
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$572K -$1.37M -35,637 -71%
IWC
41
Integrated Wealth Concepts
Massachusetts
$569K +$82.9K +2,159 +17%
MA
42
Mutual Advisors
Nebraska
$558K -$11.2K -293 -2%
WP
43
WealthPLAN Partners
Nebraska
$525K -$2.8M -72,968 -84%
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
$509K +$508K +13,238 New
OMC
45
Old Mission Capital
Illinois
$477K -$7.27M -189,388 -94%
AFA
46
American Financial Advisors
Georgia
$467K -$74.7K -1,945 -14%
MWA
47
Mills Wealth Advisors
Texas
$464K +$614 +16 +0.1%
NFG
48
Nations Financial Group
Iowa
$399K -$43.4K -1,132 -10%
GIA
49
Gladstone Institutional Advisory
Florida
$341K +$50.1K +1,306 +17%
LFAS
50
Level Four Advisory Services
Texas
$325K -$14.5K -378 -4%

FEMS Hedge Fund Activity: Q3 2023 in Review

71 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q3 2023, worth a combined $233M — up 2.7% from $227M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FEMS positions and 6 closed out — a net gain of 2 holders — while 32 added to existing stakes and 23 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.09M. The largest seller was Jane Street, exiting entirely with an estimated $13.7M sold.

  • 71 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q3 2023, up from 69 in Q2 2023.
  • Funds reported $233M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q3 2023, up 2.7% quarter-over-quarter.
  • 8 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q3 2023 and 6 closed out, a net change of +2 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q3 2023 was Morgan Stanley, an estimated $5.09M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q3 2023 was Jane Street, an estimated $13.7M sold.

Based on aggregated 13F filings for Q3 2023.