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First Trust Emerging Markets Small Cap AlphaDEX Fund

46 hedge funds and large institutions have $62.2M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2022 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 21 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5.39% less ownership

Funds ownership: 60.47%55.08% (-5.4%)

13% less funds holding

Funds holding: 5346 (-7)

28% less capital invested

Capital invested by funds: $86.3M → $62.2M (-$24.1M)

38% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 21

54% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 13

Holders
46
Holders Change
-7
Holders Change %
-13.21%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
13
Reduced
21
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CA
26
Cetera Advisors
Colorado
$490K +$537K +14,107 New
Osaic Holdings
27
Osaic Holdings
Arizona
$465K -$4.49K -118 -0.9%
WWM
28
Western Wealth Management
Colorado
$459K -$36.4K -956 -7%
LNC
29
Lincoln National Corp
Pennsylvania
$455K +$28.6K +751 +6%
RJFSA
30
Raymond James Financial Services Advisors
Florida
$418K +$458K +12,044 New
CCM
31
Chiron Capital Management
Florida
$402K -$48.9K -1,286 -10%
QCIG
32
Quad-Cities Investment Group
Iowa
$325K +$3.73K +98 +1%
Janney Montgomery Scott
33
Janney Montgomery Scott
Pennsylvania
$300K -$17.4K -457 -5%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$229K -$43.2K -1,134 -15%
KAS
35
Kestra Advisory Services
Texas
$227K -$837 -22 -0.3%
MRCM
36
M&R Capital Management
New Jersey
$213K -$13.3K -350 -5%
PB
37
Pinnacle Bancorp
Nebraska
$170K
SWM
38
Spire Wealth Management
Virginia
$140K -$8.68K -228 -5%
TCWA
39
Ten Capital Wealth Advisors
Washington
$75K +$114 +3 +0.1%
GRP
40
Global Retirement Partners
California
$53K
SPIA
41
Steward Partners Investment Advisory
New York
$17K
HNB
42
Huntington National Bank
Ohio
$16K
TRCT
43
Tower Research Capital (TRC)
New York
$16K +$16.6K +437 +3,362%
HCP
44
Hexagon Capital Partners
Arkansas
$14K
SSC
45
Syverson Strege & Co
Iowa
$5K +$114 +3 +2%
SL
46
Savior LLC
Massachusetts
$3K +$3.23K +85 New
IA
47
IFP Advisors
Florida
$2K
G
48
GenTrust
Florida
-$15.2M -374,847 Closed
AFA
49
American Financial Advisors
Georgia
-$890K -21,897 Closed
BAM
50
Belpointe Asset Management
Nevada
-$339K -8,345 Closed

FEMS Hedge Fund Activity: Q2 2022 in Review

46 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q2 2022, worth a combined $62.2M — down 28% from $86.3M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FEMS and 6 opened new positions — a net loss of 7 holders — while 21 trimmed existing stakes and 13 added.

The largest buyer was Financial Advocates Investment Management, opening a new position worth an estimated $5.4M. The largest seller was GenTrust, exiting entirely with an estimated $15.2M sold.

  • 46 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q2 2022, down from 53 in Q1 2022.
  • Funds reported $62.2M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q2 2022, down 28% quarter-over-quarter.
  • 6 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q2 2022 and 13 closed out, a net change of -7 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q2 2022 was Financial Advocates Investment Management, an estimated $5.4M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q2 2022 was GenTrust, an estimated $15.2M sold.

Based on aggregated 13F filings for Q2 2022.