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First Trust Emerging Markets Small Cap AlphaDEX Fund

55 hedge funds and large institutions have $86.4M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 6

12% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 17

10% more capital invested

Capital invested by funds: $78.5M → $86.4M (+$7.97M)

10% more funds holding

Funds holding: 5055 (+5)

8.29% more ownership

Funds ownership: 52.08%60.37% (+8.3%)

Holders
55
Holders Change
+5
Holders Change %
+10%
% of All Funds
0.85%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
19
Reduced
17
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
OC
26
Oppenheimer & Co
New York
$620K -$5.26K -128 -0.8%
HAS
27
HBW Advisory Services
California
$581K +$81.8K +1,991 +16%
CCM
28
Chiron Capital Management
Florida
$547K -$2.18K -53 -0.4%
LNC
29
Lincoln National Corp
Pennsylvania
$504K -$131K -3,200 -20%
KAS
30
Kestra Advisory Services
Texas
$377K -$212K -5,156 -35%
QCIG
31
Quad-Cities Investment Group
Iowa
$371K -$29.9K -729 -7%
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$359K
BAM
33
Belpointe Asset Management
Nevada
$340K +$348K +8,462 New
Baird Financial Group
34
Baird Financial Group
Wisconsin
$325K +$2.26K +55 +0.7%
CG
35
Colony Group
Massachusetts
$309K
HighTower Advisors
36
HighTower Advisors
Illinois
$293K +$44.1K +1,073 +17%
WWM
37
Western Wealth Management
Colorado
$287K +$294K +7,150 New
MRCM
38
M&R Capital Management
New Jersey
$260K
KWM
39
Kingsview Wealth Management
Oregon
$240K -$30.7K -748 -11%
SWM
40
Spire Wealth Management
Virginia
$221K +$9.94K +242 +5%
SFPG
41
Stonebridge Financial Planning Group
Florida
$165K -$46K -1,120 -21%
TCWA
42
Ten Capital Wealth Advisors
Washington
$148K +$698 +17 +0.5%
HWM
43
Holloway Wealth Management
Florida
$110K
CFGS
44
Concourse Financial Group Securities
Alabama
$88K -$232K -5,658 -72%
Koshinski Asset Management
45
Koshinski Asset Management
Illinois
$62.7K -$12.3K -300 -16%
SPIA
46
Steward Partners Investment Advisory
New York
$20K
HNB
47
Huntington National Bank
Ohio
$19K
PA
48
PSI Advisors
Florida
$18K -$5.26K -128 -22%
HCP
49
Hexagon Capital Partners
Arkansas
$17K
Carson Wealth (CWM LLC)
50
Carson Wealth (CWM LLC)
Nebraska
$12K +$11.8K +287 New

FEMS Hedge Fund Activity: Q4 2021 in Review

55 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q4 2021, worth a combined $86.4M — up 10% from $78.5M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FEMS positions and 6 closed out — a net gain of 5 holders — while 19 added to existing stakes and 17 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $1.81M. The largest seller was Private Advisor Group, cutting an estimated $2.23M.

  • 55 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q4 2021, up from 50 in Q3 2021.
  • Funds reported $86.4M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q4 2021, up 10% quarter-over-quarter.
  • 11 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q4 2021 and 6 closed out, a net change of +5 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q4 2021 was Citadel Advisors, an estimated $1.81M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q4 2021 was Private Advisor Group, an estimated $2.23M sold.

Based on aggregated 13F filings for Q4 2021.