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First Trust Emerging Markets Small Cap AlphaDEX Fund

48 hedge funds and large institutions have $75.4M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

14% more funds holding

Funds holding: 4248 (+6)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 16

2.77% less ownership

Funds ownership: 56.94%54.16% (-2.8%)

13% less capital invested

Capital invested by funds: $86.7M → $75.4M (-$11.3M)

Holders
48
Holders Change
+6
Holders Change %
+14.29%
% of All Funds
0.84%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
16
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$451K +$448K +10,368 New
QCIG
27
Quad-Cities Investment Group
Iowa
$439K +$3.37K +78 +0.8%
Bank of America
28
Bank of America
North Carolina
$437K -$1.71M -39,545 -80%
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$389K
CIBC World Market
30
CIBC World Market
Ontario, Canada
$372K +$25.9K +598 +8%
WWM
31
Western Wealth Management
Colorado
$368K -$13.1K -303 -3%
CG
32
Colony Group
Massachusetts
$365K -$113K -2,609 -24%
Baird Financial Group
33
Baird Financial Group
Wisconsin
$341K -$18K -417 -5%
SWM
34
Spire Wealth Management
Virginia
$313K +$311K +7,193 New
MRCM
35
M&R Capital Management
New Jersey
$298K -$16K -370 -5%
HighTower Advisors
36
HighTower Advisors
Illinois
$298K -$5.41K -125 -2%
CFGS
37
Concourse Financial Group Securities
Alabama
$261K +$15K +347 +6%
SPIA
38
Steward Partners Investment Advisory
New York
$165K +$142K +3,280 +656%
TCWA
39
Ten Capital Wealth Advisors
Washington
$158K -$121K -2,795 -43%
SFPG
40
Stonebridge Financial Planning Group
Florida
$97K +$96K +2,220 New
GRP
41
Global Retirement Partners
California
$67K
AIP
42
Ameritas Investment Partners
Nebraska
$31K
HNB
43
Huntington National Bank
Ohio
$21K
AWA
44
Arkadios Wealth Advisors
Georgia
$20K -$13.6K -315 -41%
HCP
45
Hexagon Capital Partners
Arkansas
$18K
MCC
46
Money Concepts Capital
Florida
$17K +$16.7K +387 New
APA
47
American Portfolios Advisors
New York
$6.53K
IA
48
IFP Advisors
Florida
$3K
MAM
49
Meeder Asset Management
Ohio
$3K +$2.81K +65 New
Jane Street
50
Jane Street
New York
-$5.64M -137,356 Closed

FEMS Hedge Fund Activity: Q1 2021 in Review

48 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) for Q1 2021, worth a combined $75.4M — down 13% from $86.7M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FEMS positions and 3 closed out — a net gain of 6 holders — while 16 added to existing stakes and 16 trimmed.

The largest buyer was Private Advisor Group, adding an estimated $5.03M. The largest seller was American Financial Advisors, cutting an estimated $22.3M.

  • 48 institutional investors held First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS) as of Q1 2021, up from 42 in Q4 2020.
  • Funds reported $75.4M of First Trust Emerging Markets Small Cap AlphaDEX Fund stock for Q1 2021, down 13% quarter-over-quarter.
  • 9 funds opened new First Trust Emerging Markets Small Cap AlphaDEX Fund positions in Q1 2021 and 3 closed out, a net change of +6 holders.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund buyer in Q1 2021 was Private Advisor Group, an estimated $5.03M added.
  • The largest First Trust Emerging Markets Small Cap AlphaDEX Fund seller in Q1 2021 was American Financial Advisors, an estimated $22.3M sold.

Based on aggregated 13F filings for Q1 2021.