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First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS

Overview Fund Activity

44 hedge funds and large institutions have $106M invested in First Trust Emerging Markets Small Cap AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 11 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
-1
Holders Change %
-2.22%
% of All Funds
1%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
19
Reduced
11
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$6.89M
2
Bank of America
2
Bank of America
North Carolina
$11.6M
3
Stifel Financial
3
Stifel Financial
Missouri
$1.6M
4
GRP
4
Global Retirement Partners
California
$827K
5
MIAN
5
Mariner Independent Advisor Network
Kansas
$822K

Top Sellers

1
Jane Street
1
Jane Street
New York
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$22.5M
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
FTUS
4
Flow Traders U.S.
New York
$0
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$5.01M
Name Holding Trade Value Shares
Change 		Shares
Change %
BFEC
26
Benjamin F. Edwards & Company
Missouri
$299K +$35.8K +826 +14%
IA
27
IFP Advisors
Florida
$250K +$99.5K +2,298 +66%
CS
28
Comerica Securities
Michigan
$241K -$2.25K -52 -0.9%
SWM
29
Sequoia Wealth Management
Illinois
$224K +$224K +4,957 New
GWM
30
Geneos Wealth Management
Colorado
$217K +$24.9K +576 +13%
MRCM
31
M&R Capital Management
New Jersey
$209K – – –
Manulife (Manufacturers Life Insurance)
32
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$110K +$110K +2,548 New
SEI Investments
33
SEI Investments
Pennsylvania
$64K +$58.8K +1,372 +1,134%
AWA
34
Acorn Wealth Advisors
Michigan
$64K +$64K +1,406 New
APA
35
American Portfolios Advisors
New York
$43.4K +$43.4K +1,001 New
ASN
36
Advisory Services Network
Georgia
$25K -$298 -7 -1%
JPMorgan Chase & Co
37
JPMorgan Chase & Co
New York
$17K -$11.3K -265 -40%
FAAS
38
First Allied Advisory Services
California
$15K +$15K +345 New
TRCT
39
Tower Research Capital (TRC)
New York
$13K +$13K +301 New
BTIS
40
BB&T Investment Services
North Carolina
$9K – – –
IWM
41
IHT Wealth Management
Illinois
$7K +$7K +146 New
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$4K +$48 +1 +1%
CIBC Private Wealth Group
43
CIBC Private Wealth Group
Georgia
$4K +$4K +100 New
Jane Street
44
Jane Street
New York
– -$6.59M -159,243 Closed
Citadel Advisors
45
Citadel Advisors
Florida
– -$2.3M -55,533 Closed
FTUS
46
Flow Traders U.S.
New York
– -$1.24M -30,010 Closed
VF
47
Virtu Financial
New York
– -$697K -16,825 Closed
OMC
48
Old Mission Capital
Illinois
– -$632K -15,275 Closed
GS
49
Girard Securities
California
– -$364K -8,837 Closed
Susquehanna International Group
50
Susquehanna International Group
Pennsylvania
– -$302K -7,303 Closed
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