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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$801K -$216K -16,208 -22%
LOIM
27
Liberty One Investment Management
Illinois
$738K +$368K +27,571 +103%
LCM
28
Landscape Capital Management
New Jersey
$615K +$293K +21,919 +94%
Bank of Montreal
29
Bank of Montreal
Ontario, Canada
$613K +$228K +17,056 +61%
NFG
30
Nations Financial Group
Iowa
$521K +$14.7K +1,100 +3%
9WM
31
9258 Wealth Management
Ohio
$510K – – –
IFWM
32
Institute for Wealth Management
Colorado
$485K – – –
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$445K +$3.92K +294 +0.9%
Stifel Financial
34
Stifel Financial
Missouri
$429K +$177K +13,241 +72%
Truist Financial
35
Truist Financial
North Carolina
$351K +$42.8K +3,204 +14%
KWM
36
Kingsview Wealth Management
Oregon
$347K -$223K -16,689 -40%
PA
37
Pinnacle Associates
New York
$324K +$334 +25 +0.1%
AA
38
AQR Arbitrage
Connecticut
$302K +$131K +9,829 +79%
AWM
39
Adams Wealth Management
Utah
$278K -$10.5K -786 -4%
KeyBank National Association
40
KeyBank National Association
Ohio
$277K – – –
RJT
41
Raymond James Trust
Florida
$250K +$93.1K +6,977 +61%
OFG
42
OTA Financial Group
New York
$230K -$226K -16,898 -50%
DAS
43
Dynamic Advisor Solutions
Arizona
$209K -$31.4K -2,356 -13%
Janney Montgomery Scott
44
Janney Montgomery Scott
Pennsylvania
$202K +$24K +1,795 +14%
WS
45
Wedbush Securities
California
$191K -$40.8K -3,056 -18%
EP
46
Eudaimonia Partners
Tennessee
$171K -$23.4K -1,752 -12%
MA
47
Montag & Associates
Georgia
$160K – – –
VFA
48
Valeo Financial Advisors
Indiana
$153K +$5.99K +449 +4%
Walleye Capital
49
Walleye Capital
New York
$152K +$16K +1,202 +12%
CWA
50
Capital Wealth Alliance
Arizona
$146K -$42.5K -3,181 -23%