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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

Name Holding Trade Value Shares
Change
Change in
Stake
AIA
26
Allegis Investment Advisors
Idaho
$517K +$48.4K +2,899 +10%
JMPWA
27
JP Morgan Private Wealth Advisors
California
$504K +$103K +6,171 +26%
Northwestern Mutual Wealth Management
28
Northwestern Mutual Wealth Management
Wisconsin
$501K +$162K +9,711 +49%
NFG
29
Nations Financial Group
Iowa
$471K +$112K +6,700 +32%
RCM
30
Robinson Capital Management
Michigan
$429K -$167K -10,000 -28%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$429K +$133 +8 +0%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$423K +$13.1K +785 +3%
KeyBank National Association
33
KeyBank National Association
Ohio
$376K – – –
SWP
34
Stratos Wealth Partners
Ohio
$335K +$329K +19,725 New
LPL Financial
35
LPL Financial
California
$308K +$18.5K +1,109 +7%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$273K +$70.4K +4,219 +35%
Cohen & Steers
37
Cohen & Steers
New York
$267K -$1.41M -84,271 -84%
AG
38
Advisor Group
Arizona
$266K +$65.9K +3,950 +34%
PFGIA
39
Patriot Financial Group Insurance Agency
Massachusetts
$244K +$5.64K +338 +2%
DADC
40
D.A. Davidson & Co
Montana
$227K +$37.8K +2,264 +20%
Creative Planning
41
Creative Planning
Kansas
$223K +$33.1K +1,984 +18%
PA
42
Pinnacle Associates
New York
$221K – – –
DAS
43
Dynamic Advisor Solutions
Arizona
$196K -$22.2K -1,330 -10%
TYCC
44
Texas Yale Capital Corp
Florida
$176K – – –
Fifth Third Bancorp
45
Fifth Third Bancorp
Ohio
$150K – – –
IA
46
IFP Advisors
Florida
$141K +$4.34K +260 +3%
SPIA
47
Steward Partners Investment Advisory
New York
$115K +$884 +53 +0.8%
SNT
48
Security National Trust
West Virginia
$50K – – –
GWM
49
Geneos Wealth Management
Colorado
$45K -$28.8K -1,725 -39%
Bank of Montreal
50
Bank of Montreal
Ontario, Canada
$33K – – –