Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
DIAX was delisted on the 27th of March, 2026.
74 hedge funds and large institutions have $116M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 10 closing their positions.
11% more repeat investments, than reductions
Existing positions increased: 21 | Existing positions reduced: 19
0.62% less ownership
Funds ownership: 18.64% → 18.02% (-0.62%)
2% less capital invested
Capital invested by funds: $119M → $116M (-$2.61M)
1% less funds holding
Funds holding: 75 → 74 (-1)
10% less first-time investments, than exits
New positions opened: 9 | Existing positions closed: 10
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FAM
Formidable Asset Management
Cincinnati,
Ohio
|
+$1.37M |
| 2 |
UBS Group
Zurich,
Switzerland
|
+$961K |
| 3 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$596K |
| 4 |
Bank of Montreal
Toronto,
Ontario, Canada
|
+$550K |
| 5 |
AAM
Advisors Asset Management
Monument,
Colorado
|
+$358K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$4.04M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$888K |
| 3 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$841K |
| 4 |
Millennium Management
New York
|
-$618K |
| 5 |
Invesco
Atlanta,
Georgia
|
-$493K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WAM
76
Wolverine Asset Management
Chicago,
Illinois
| – | -$841K | -47,811 | Closed |
|
|
77
Millennium Management
New York
| – | -$618K | -35,100 | Closed |
|
|
CA
78
Calton & Associates
Tampa,
Florida
| – | -$193K | -10,971 | Closed |
|
|
WAM
79
Weiss Asset Management
Boston,
Massachusetts
| – | -$188K | -10,690 | Closed |
|
|
CFGS
80
Concourse Financial Group Securities
Birmingham,
Alabama
| – | -$22K | -1,250 | Closed |
|
|
GAM
81
Griffin Asset Management
New York
| – | -$21K | -1,175 | Closed |
|
|
JCM
82
Jacobi Capital Management
Pittston,
Pennsylvania
| – | -$19K | -1,105 | Closed |
|
|
PFBT
83
Parkside Financial Bank & Trust
Saint Louis,
Missouri
| – | -$17K | -975 | Closed |
|
|
GI
84
Gradient Investments
Arden Hills,
Minnesota
| – | -$5K | -296 | Closed |
|
DIAX Hedge Fund Activity: Q3 2019 in Review
74 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2019, worth a combined $116M — down 2.2% from $119M a quarter earlier.
Sellers outnumbered buyers: 10 funds closed out of DIAX and 9 opened new positions — a net loss of 1 holder — while 19 trimmed existing stakes and 21 added.
The largest buyer was Formidable Asset Management, opening a new position worth an estimated $1.37M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $4.04M sold.
- 74 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2019, down from 75 in Q2 2019.
- Funds reported $116M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2019, down 2.2% quarter-over-quarter.
- 9 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2019 and 10 closed out, a net change of -1 holder.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2019 was Formidable Asset Management, an estimated $1.37M added.
- The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2019 was Shaker Financial Services, an estimated $4.04M sold.
Based on aggregated 13F filings for Q3 2019.