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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

100 hedge funds and large institutions have $163M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 28 increasing their positions, 31 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 6

11% more funds holding

Funds holding: 90100 (+10)

0.88% less ownership

Funds ownership: 31.91%31.03% (-0.88%)

10% less repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 31

6% less capital invested

Capital invested by funds: $175M → $163M (-$11.3M)

Holders
100
Holders Change
+10
Holders Change %
+11.11%
% of All Funds
1.34%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
28
Reduced
31
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DAS
51
Diversify Advisory Services
Utah
$363K
ARC
52
Advisor Resource Council
Texas
$354K +$368K +24,458 New
AWS
53
Atria Wealth Solutions
New York
$346K -$9.94K -660 -3%
LWL
54
Leo Wealth LLC
Texas
$333K
SWP
55
Sagespring Wealth Partners
Tennessee
$327K -$37.3K -2,475 -10%
MQWP
56
Morey & Quinn Wealth Partners
Nebraska
$253K -$4.04K -268 -2%
Calamos Advisors
57
Calamos Advisors
Illinois
$252K -$10.5K -695 -4%
PA
58
Pinnacle Associates
New York
$232K +$15.1K +1,000 +7%
AIS
59
Accredited Investor Services
Minnesota
$212K +$221K +14,664 New
KWM
60
Kingsview Wealth Management
Oregon
$210K -$5.08K -337 -2%
WA
61
Waverly Advisors
Alabama
$206K +$90 +6 +0%
ICMP
62
Integrated Capital Management (Pennsylvania)
Pennsylvania
$204K -$15K -998 -7%
SBIA
63
Sheaff Brock Investment Advisors
Indiana
$195K +$60 +4 +0%
Northwestern Mutual Wealth Management
64
Northwestern Mutual Wealth Management
Wisconsin
$185K -$25.9K -1,717 -12%
KAS
65
Kestra Advisory Services
Texas
$184K -$115K -7,615 -37%
PAS
66
PKS Advisory Services
New York
$180K -$4.52K -300 -2%
Allspring Global Investments
67
Allspring Global Investments
North Carolina
$180K +$187K +12,399 New
GVAG
68
Great Valley Advisor Group
Delaware
$168K -$30.4K -2,016 -15%
WIA
69
World Investment Advisors
California
$167K
VIPI
70
Vista Investment Partners II
Indiana
$156K
MFG
71
Merit Financial Group
Georgia
$154K +$160K +10,641 New
WPA
72
Wealth Preservation Advisors
Tennessee
$119K +$123K +8,190 New
PP
73
PFS Partners
New Jersey
$105K
LFG
74
Larson Financial Group
Missouri
$86.9K
Comerica Bank
75
Comerica Bank
Texas
$86.5K +$17K +1,128 +23%

DIAX Hedge Fund Activity: Q1 2025 in Review

100 of the 7,464 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q1 2025, worth a combined $163M — down 6.5% from $175M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new DIAX positions and 6 closed out — a net gain of 12 holders — while 28 added to existing stakes and 31 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $2.62M. The largest seller was UBS Group, cutting an estimated $3.62M.

  • 100 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q1 2025, up from 90 in Q4 2024.
  • Funds reported $163M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q1 2025, down 6.5% quarter-over-quarter.
  • 18 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q1 2025 and 6 closed out, a net change of +12 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q1 2025 was Shaker Financial Services, an estimated $2.62M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q1 2025 was UBS Group, an estimated $3.62M sold.

Based on aggregated 13F filings for Q1 2025.