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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

109 hedge funds and large institutions have $178M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2025 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 25 increasing their positions, 41 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

5% more capital invested

Capital invested by funds: $170M → $178M (+$8.51M)

5% more funds holding

Funds holding: 104109 (+5)

0.38% more ownership

Funds ownership: 32.54%32.92% (+0.38%)

39% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 41

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
109
Holders Change
+5
Holders Change %
+4.81%
% of All Funds
1.43%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
12
Increased
25
Reduced
41
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ICM
26
Ionic Capital Management
New York
$1.08M
PAG
27
Private Advisor Group
New Jersey
$1.03M -$131K -9,036 -12%
IWC
28
Integrated Wealth Concepts
Massachusetts
$1M -$5.66K -390 -0.6%
AAM
29
Advisors Asset Management
Colorado
$975K -$1.39M -95,938 -59%
Cetera Investment Advisers
30
Cetera Investment Advisers
Illinois
$946K +$35.6K +2,453 +4%
SDAM
31
Shulman DeMeo Asset Management
New York
$893K
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$883K +$157K +10,827 +22%
P
33
&Partners
Tennessee
$833K -$58.2K -4,010 -7%
NA
34
NewEdge Advisors
Louisiana
$768K +$14K +963 +2%
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$716K +$17.2K +1,186 +3%
Stifel Financial
36
Stifel Financial
Missouri
$701K -$12.3K -847 -2%
PFO
37
PMG Family Office
Texas
$696K +$665K +45,833 New
DADC
38
D.A. Davidson & Co
Montana
$617K -$13.9K -955 -2%
FAM
39
Formidable Asset Management
Ohio
$592K -$16.2K -1,119 -3%
RL
40
RPO LLC
Connecticut
$585K
Commonwealth Equity Services
41
Commonwealth Equity Services
Massachusetts
$584K -$35.2K -2,430 -6%
DAS
42
Dynamic Advisor Solutions
Arizona
$581K -$3.63K -250 -0.6%
CL
43
Choreo LLC
Illinois
$573K -$17K -1,174 -3%
PIWA
44
Prevail Innovative Wealth Advisors
Kansas
$555K +$541K +37,293 New
SC
45
Stolper & Co
Oklahoma
$528K -$1.04K -72 -0.2%
WS
46
Wela Strategies
Georgia
$505K +$492K +33,891 New
Cambridge Investment Research Advisors
47
Cambridge Investment Research Advisors
Iowa
$492K -$64.9K -4,471 -12%
SCM
48
Schnieders Capital Management
California
$476K -$5.08K -350 -1%
NFG
49
Nations Financial Group
Iowa
$450K
IFWM
50
Institute for Wealth Management
Colorado
$422K

DIAX Hedge Fund Activity: Q3 2025 in Review

109 of the 7,631 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q3 2025, worth a combined $178M — up 5% from $170M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new DIAX positions and 6 closed out — a net gain of 6 holders — while 25 added to existing stakes and 41 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $4.67M. The largest seller was Shaker Financial Services, cutting an estimated $1.95M.

  • 109 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q3 2025, up from 104 in Q2 2025.
  • Funds reported $178M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q3 2025, up 5% quarter-over-quarter.
  • 12 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q3 2025 and 6 closed out, a net change of +6 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q3 2025 was Saba Capital Management, an estimated $4.67M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q3 2025 was Shaker Financial Services, an estimated $1.95M sold.

Based on aggregated 13F filings for Q3 2025.