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DIAX

Nuveen Dow 30SM Dynamic Overwrite Fund

Delisted

DIAX was delisted on the 27th of March, 2026.

86 hedge funds and large institutions have $159M invested in Nuveen Dow 30SM Dynamic Overwrite Fund in 2024 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 31 increasing their positions, 31 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

2% more funds holding

Funds holding: 8486 (+2)

0.07% more ownership

Funds ownership: 31.13%31.21% (+0.07%)

0% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 31

4% less capital invested

Capital invested by funds: $166M → $159M (-$7.14M)

Holders
86
Holders Change
+2
Holders Change %
+2.38%
% of All Funds
1.24%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
31
Reduced
31
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$966K -$413K -29,476 -30%
Stifel Financial
27
Stifel Financial
Missouri
$917K -$1.6M -113,814 -63%
SDAM
28
Shulman DeMeo Asset Management
New York
$852K -$659 -47 -0.1%
Cetera Investment Advisers
29
Cetera Investment Advisers
Illinois
$845K -$19.2K -1,367 -2%
FAM
30
Formidable Asset Management
Ohio
$835K +$2.44K +174 +0.3%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$693K +$154K +10,953 +28%
BRWA
32
B. Riley Wealth Advisors
Florida
$689K +$46.3K +3,298 +7%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$657K -$18.8K -1,343 -3%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$615K +$39.4K +2,808 +7%
DAS
35
Dynamic Advisor Solutions
Arizona
$610K +$26.6K +1,899 +5%
DADC
36
D.A. Davidson & Co
Montana
$610K -$49.3K -3,517 -7%
Osaic Holdings
37
Osaic Holdings
Arizona
$600K -$886K -63,164 -60%
SCM
38
Schnieders Capital Management
California
$533K -$870K -62,035 -62%
NFG
39
Nations Financial Group
Iowa
$494K
LSC
40
Logan Stone Capital
Illinois
$461K -$72.5K -5,169 -14%
SC
41
Stolper & Co
Oklahoma
$458K +$17.5K +1,246 +4%
QC
42
Quantedge Capital
Singapore
$450K +$297K +21,200 +194%
CL
43
Choreo LLC
Illinois
$427K +$427K +30,469 New
AWS
44
Atria Wealth Solutions
New York
$420K -$351K -25,048 -46%
IFWM
45
Institute for Wealth Management
Colorado
$402K -$2.05K -146 -0.5%
DAS
46
Diversify Advisory Services
Utah
$375K
NA
47
NewEdge Advisors
Louisiana
$373K +$75.8K +5,403 +25%
NS
48
NBC Securities
Alabama
$365K +$18.3K +1,308 +5%
WS
49
Wedbush Securities
California
$357K +$105K +7,457 +41%
Two Sigma Investments
50
Two Sigma Investments
New York
$352K +$353K +25,139 New

DIAX Hedge Fund Activity: Q2 2024 in Review

86 of the 6,930 institutional investors tracked by Wall St. Rank reported a position in Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) for Q2 2024, worth a combined $159M — down 4.3% from $166M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DIAX positions and 6 closed out — a net gain of 4 holders — while 31 added to existing stakes and 31 trimmed.

The largest buyer was Saba Capital Management, opening a new position worth an estimated $1.38M. The largest seller was Stifel Financial, cutting an estimated $1.6M.

  • 86 institutional investors held Nuveen Dow 30SM Dynamic Overwrite Fund (DIAX) as of Q2 2024, up from 84 in Q1 2024.
  • Funds reported $159M of Nuveen Dow 30SM Dynamic Overwrite Fund stock for Q2 2024, down 4.3% quarter-over-quarter.
  • 10 funds opened new Nuveen Dow 30SM Dynamic Overwrite Fund positions in Q2 2024 and 6 closed out, a net change of +4 holders.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund buyer in Q2 2024 was Saba Capital Management, an estimated $1.38M added.
  • The largest Nuveen Dow 30SM Dynamic Overwrite Fund seller in Q2 2024 was Stifel Financial, an estimated $1.6M sold.

Based on aggregated 13F filings for Q2 2024.