Capital Southwest
CSWC
114 hedge funds and large institutions have $196M invested in Capital Southwest in 2023 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 46 increasing their positions, 25 reducing their positions, and 13 closing their positions.
84% more repeat investments, than reductions
Existing positions increased: 46 | Existing positions reduced: 25
50% more call options, than puts
Call options by funds: $3.22M | Put options by funds: $2.15M
38% more first-time investments, than exits
New positions opened: 18 | Existing positions closed: 13
33% more funds holding in top 10
Funds holding in top 10: 3 → 4 (+1)
20% more capital invested
Capital invested by funds: $163M → $196M (+$33M)
5% more funds holding
Funds holding: 109 → 114 (+5)
1.04% less ownership
Funds ownership: 22.47% → 21.44% (-1%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LCWP
Legacy Capital Wealth Partners
Little Rock,
Arkansas
|
+$1.6M |
| 2 |
VanEck Associates
New York
|
+$1.5M |
| 3 |
HCM
Hodges Capital Management
Dallas,
Texas
|
+$1.37M |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$1.36M |
| 5 |
BPA
Beacon Pointe Advisors
Newport Beach,
California
|
+$919K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PAIM
Punch & Associates Investment Management
Edina,
Minnesota
|
-$1.58M |
| 2 |
Invesco
Atlanta,
Georgia
|
-$1.21M |
| 3 |
QC
Quadrature Capital
London,
United Kingdom
|
-$1.01M |
| 4 |
EMFAT
Emerald Mutual Fund Advisers Trust
Leola,
Pennsylvania
|
-$798K |
| 5 |
CSS
Cubist Systematic Strategies
Stamford,
Connecticut
|
-$753K |
CSWC Hedge Fund Activity: Q3 2023 in Review
114 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q3 2023, worth a combined $196M — up 20% from $163M a quarter earlier.
Buyers outnumbered sellers: 18 funds opened new CSWC positions and 13 closed out — a net gain of 5 holders — while 46 added to existing stakes and 25 trimmed.
The largest buyer was Legacy Capital Wealth Partners, opening a new position worth an estimated $1.6M. The largest seller was Punch & Associates Investment Management, cutting an estimated $1.58M.
- 114 institutional investors held Capital Southwest (CSWC) as of Q3 2023, up from 109 in Q2 2023.
- Funds reported $196M of Capital Southwest stock for Q3 2023, up 20% quarter-over-quarter.
- 18 funds opened new Capital Southwest positions in Q3 2023 and 13 closed out, a net change of +5 holders.
- The largest Capital Southwest buyer in Q3 2023 was Legacy Capital Wealth Partners, an estimated $1.6M added.
- The largest Capital Southwest seller in Q3 2023 was Punch & Associates Investment Management, an estimated $1.58M sold.
Based on aggregated 13F filings for Q3 2023.