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Capital Southwest

67 hedge funds and large institutions have $83.1M invested in Capital Southwest in 2020 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

30% more capital invested

Capital invested by funds: $64.1M → $83.1M (+$19M)

11% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 18

5% more funds holding

Funds holding: 6467 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.21% less ownership

Funds ownership: 34.47%34.26% (-0.21%)

41% less call options, than puts

Call options by funds: $277K | Put options by funds: $472K

Holders
67
Holders Change
+3
Holders Change %
+4.69%
% of All Funds
1.37%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
12
Increased
20
Reduced
18
Closed
8
Calls
$277K
Puts
$472K
Net Calls
-$195K
Net Calls Change
+$51K
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
51
Private Advisor Group
New Jersey
$89K +$85.7K +6,630 New
Canada Life
52
Canada Life
Manitoba, Canada
$87K +$12K +928 +17%
PNC Financial Services Group
53
PNC Financial Services Group
Pennsylvania
$36K
TH
54
TCTC Holdings
Texas
$29K +$27.6K +2,136 New
SIS
55
Sound Income Strategies
Florida
$27K +$13.5K +1,048 +107%
APA
56
American Portfolios Advisors
New York
$15.9K
Northwestern Mutual Wealth Management
57
Northwestern Mutual Wealth Management
Wisconsin
$13K
PFGIA
58
Patriot Financial Group Insurance Agency
Massachusetts
$12K
CAN
59
Cetera Advisor Networks
California
$10K +$9.55K +739 New
TRCT
60
Tower Research Capital (TRC)
New York
$7K -$17.8K -1,376 -72%
JP Morgan Chase
61
JP Morgan Chase
New York
$4K -$70.5K -5,456 -95%
TFA
62
Toth Financial Advisory
Virginia
$4K
FFC
63
First Financial Corp
Indiana
$3K
Deutsche Bank
64
Deutsche Bank
Germany
$1K -$478 -37 -30%
Creative Planning
65
Creative Planning
Kansas
-$1.4M -122,572 Closed
Northern Trust
66
Northern Trust
Illinois
-$482K -42,152 Closed
Mariner
67
Mariner
Kansas
-$308K -16,871 Closed
Victory Capital Management
68
Victory Capital Management
Texas
-$70K -6,064 Closed
CAN
69
Claraphi Advisory Network
United States
-$25K -2,176 Closed
Simplex Trading
70
Simplex Trading
Illinois
-$1.29K -100 Closed
CFB
71
Cullen/Frost Bankers
Texas
+$323 +25 New

CSWC Hedge Fund Activity: Q2 2020 in Review

67 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q2 2020, worth a combined $83.1M — up 30% from $64.1M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new CSWC positions and 8 closed out — a net gain of 4 holders — while 20 added to existing stakes and 18 trimmed.

The largest buyer was Punch & Associates Investment Management, adding an estimated $879K. The largest seller was Millennium Management, cutting an estimated $2.06M.

  • 67 institutional investors held Capital Southwest (CSWC) as of Q2 2020, up from 64 in Q1 2020.
  • Funds reported $83.1M of Capital Southwest stock for Q2 2020, up 30% quarter-over-quarter.
  • 12 funds opened new Capital Southwest positions in Q2 2020 and 8 closed out, a net change of +4 holders.
  • The largest Capital Southwest buyer in Q2 2020 was Punch & Associates Investment Management, an estimated $879K added.
  • The largest Capital Southwest seller in Q2 2020 was Millennium Management, an estimated $2.06M sold.

Based on aggregated 13F filings for Q2 2020.