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Capital Southwest
CSWC

Overview Fund Activity

67 hedge funds and large institutions have $83.1M invested in Capital Southwest in 2020 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 8 closing their positions.

Holders
67
Holders Change
+3
Holders Change %
+4.69%
% of All Funds
1.38%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
12
Increased
20
Reduced
18
Closed
8
Calls
$277K
Puts
$472K
Net Calls
-$195K
Net Calls Change
+$51K

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$16.2M
2
SMH
2
Sanders Morris Harris
Texas
$11.9M
3
AAM
3
Advisors Asset Management
Colorado
$1.97M
4
AIM
4
Aigen Investment Management
New York
$219K
5
California Public Employees Retirement System
5
California Public Employees Retirement System
California
$519K

Top Sellers

1
Millennium Management
1
Millennium Management
New York
$1.78M
2
VEA
2
Virtus ETF Advisers
New York
$637K
3
Creative Planning
3
Creative Planning
Kansas
$0
4
Northern Trust
4
Northern Trust
Illinois
$0
5
First Manhattan
5
First Manhattan
New York
$6.89M
Name Holding Trade Value Shares
Change 		Shares
Change %
PAG
51
Private Advisor Group
New Jersey
$89K +$89K +6,630 New
Canada Life
52
Canada Life
Manitoba, Canada
$87K +$12.5K +928 +17%
PNC Financial Services Group
53
PNC Financial Services Group
Pennsylvania
$36K – – –
TH
54
TCTC Holdings
Texas
$29K +$29K +2,136 New
SIS
55
Sound Income Strategies
Florida
$27K +$13.9K +1,048 +107%
APA
56
American Portfolios Advisors
New York
$15.9K – – –
Northwestern Mutual Wealth Management
57
Northwestern Mutual Wealth Management
Wisconsin
$13K – – –
PFGIA
58
Patriot Financial Group Insurance Agency
Massachusetts
$12K – – –
CAN
59
Cetera Advisor Networks
California
$10K +$10K +739 New
TRCT
60
Tower Research Capital (TRC)
New York
$7K -$18.4K -1,376 -72%
JPMorgan Chase & Co
61
JPMorgan Chase & Co
New York
$4K -$71.1K -5,456 -95%
TFA
62
Toth Financial Advisory
Virginia
$4K – – –
FFC
63
First Financial Corp
Indiana
$3K – – –
Deutsche Bank
64
Deutsche Bank
Germany
$1K -$435 -37 -30%
Creative Planning
65
Creative Planning
Kansas
– -$1.4M -122,572 Closed
Northern Trust
66
Northern Trust
Illinois
– -$482K -42,152 Closed
Mariner
67
Mariner
Kansas
– -$308K -16,871 Closed
Victory Capital Management
68
Victory Capital Management
Texas
– -$70K -6,064 Closed
CAN
69
Claraphi Advisory Network
United States
– -$25K -2,176 Closed
Simplex Trading
70
Simplex Trading
Illinois
– -$1K -100 Closed
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