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Capital Southwest
CSWC

Overview Fund Activity

80 hedge funds and large institutions have $161M invested in Capital Southwest in 2019 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 22 increasing their positions, 23 reducing their positions, and 8 closing their positions.

Holders
80
Holders Change
+11
Holders Change %
+15.94%
% of All Funds
1.58%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.06%
New
21
Increased
22
Reduced
23
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VanEck Associates
1
VanEck Associates
New York
$3.73M
2
Marshall Wace
2
Marshall Wace
United Kingdom
$3.15M
3
Millennium Management
3
Millennium Management
New York
$6.81M
4
SMH
4
Sanders Morris Harris
Texas
$19.2M
5
VEA
5
Virtus ETF Advisers
New York
$3.36M

Top Sellers

1
MCP
1
Moab Capital Partners
New York
$5.34M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$25.7M
3
AI
3
Ariel Investments
Illinois
$3.36M
4
OAM
4
Oxford Asset Management
United Kingdom
$0
5
NA
5
Navellier & Associates
Nevada
$2.52M
Name Holding Trade Value Shares
Change 		Shares
Change %
ECM
51
ExodusPoint Capital Management
New York
$237K +$237K +11,400 New
Connor, Clark & Lunn Investment Management (CC&L)
52
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$233K -$175K -8,375 -43%
AG
53
Advisor Group
Arizona
$225K +$18.6K +899 +9%
CAG
54
Csenge Advisory Group
Florida
$224K +$29.6K +1,420 +15%
Brown Advisory
55
Brown Advisory
Maryland
$223K – – –
RIG
56
Roosevelt Investment Group
New York
$208K +$208K +10,009 New
CSS
57
Cubist Systematic Strategies
Connecticut
$204K +$204K +9,786 New
CF
58
Centaurus Financial
California
$166K +$166K +7,965 New
Canada Life
59
Canada Life
Manitoba, Canada
$111K +$111K +5,365 New
Nisa Investment Advisors
60
Nisa Investment Advisors
Missouri
$96K +$96K +4,600 New
JPMorgan Chase & Co
61
JPMorgan Chase & Co
New York
$93K -$955K -45,949 -91%
ACM
62
Allred Capital Management
Texas
$62.4K +$62.4K +3,000 New
TRCT
63
Tower Research Capital (TRC)
New York
$43K +$1.9K +92 +5%
VCM
64
Vigilant Capital Management
Maine
$42K +$42K +2,000 New
VFA
65
Valeo Financial Advisors
Indiana
$36K +$2.01K +97 +6%
APA
66
American Portfolios Advisors
New York
$24.6K – – –
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$21K – – –
PFGIA
68
Patriot Financial Group Insurance Agency
Massachusetts
$19K +$8.44K +400 +80%
VRM
69
Vectors Research Management
New York
$10K – – –
SIS
70
Sound Income Strategies
Florida
$9K +$9K +426 New
TFA
71
Toth Financial Advisory
Virginia
$6K – – –
GAM
72
Gemmer Asset Management
California
$5K +$5K +250 New
LPWM
73
Lake Point Wealth Management
Texas
$2K +$2K +100 New
Deutsche Bank
74
Deutsche Bank
Germany
$2K +$2K +116 New
BFEC
75
Benjamin F. Edwards & Company
Missouri
$1K – – –
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