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Capital Southwest
CSWC

Overview Fund Activity

66 hedge funds and large institutions have $179M invested in Capital Southwest in 2019 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 10 closing their positions.

Holders
66
Holders Change
+3
Holders Change %
+4.76%
% of All Funds
1.44%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
14
Increased
16
Reduced
16
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$2.34M
2
VEA
2
Virtus ETF Advisers
New York
$2.12M
3
Legal & General Group
3
Legal & General Group
United Kingdom
$1.88M
4
Russell Investments Group
4
Russell Investments Group
United Kingdom
$1.28M
5
California Public Employees Retirement System
5
California Public Employees Retirement System
California
$465K

Top Sellers

1
RRAM
1
River Road Asset Management
Kentucky
$0
2
ZIG
2
Zuckerman Investment Group
Illinois
$27M
3
RJA
3
Raymond James & Associates
Florida
$0
4
AI
4
Ariel Investments
Illinois
$12.6M
5
MCP
5
Moab Capital Partners
New York
$19.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
SBH
51
Segall Bryant & Hamill
Illinois
$223K – – –
AG
52
Aperio Group
California
$208K +$208K +9,918 New
CF
53
Centaurus Financial
California
$179K +$175K +8,365 +4,647%
PGAM
54
Princeton Global Asset Management
New Jersey
$50K – – –
VFA
55
Valeo Financial Advisors
Indiana
$34K +$34K +1,606 New
AIM
56
Advantage Investment Management
Iowa
$25K +$25K +1,177 New
APA
57
American Portfolios Advisors
New York
$24.7K – – –
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$21K – – –
VRM
59
Vectors Research Management
New York
$10K – – –
OSNBOA
60
Old Second National Bank of Aurora
Illinois
$10K – – –
PFGIA
61
Patriot Financial Group Insurance Agency
Massachusetts
$10K +$10K +500 New
TRCT
62
Tower Research Capital (TRC)
New York
$7K -$15.4K -703 -69%
TFA
63
Toth Financial Advisory
Virginia
$6K +$6K +300 New
LPWM
64
Lake Point Wealth Management
Texas
$2K – – –
BFEC
65
Benjamin F. Edwards & Company
Missouri
$1K – – –
RRAM
66
River Road Asset Management
Kentucky
– -$12.6M -598,863 Closed
RJA
67
Raymond James & Associates
Florida
– -$2.35M -111,482 Closed
Grantham, Mayo, Van Otterloo & Co (GMO)
68
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
– -$1.08M -51,200 Closed
SMDAM
69
Sumitomo Mitsui DS Asset Management
Japan
– -$895K -42,578 Closed
Two Sigma Investments
70
Two Sigma Investments
New York
– -$313K -14,894 Closed
FNC
71
First National Corp
Massachusetts
– -$112K -5,327 Closed
PNC Financial Services Group
72
PNC Financial Services Group
Pennsylvania
– -$6K -276 Closed
DBT
73
Dubuque Bank & Trust
Iowa
– -$5K -250 Closed
Canada Pension Plan Investment Board
74
Canada Pension Plan Investment Board
Ontario, Canada
– -$2K -100 Closed
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