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Capital Southwest
CSWC

136 hedge funds and large institutions have $244M invested in Capital Southwest in 2023 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 48 increasing their positions, 29 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 12

72% more call options, than puts

Call options by funds: $3.83M | Put options by funds: $2.23M

66% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 29

24% more capital invested

Capital invested by funds: $196M → $244M (+$47.5M)

19% more funds holding

Funds holding: 114 → 136 (+22)

4.29% more ownership

Funds ownership: 21.44% → 25.73% (+4.3%)

50% less funds holding in top 10

Funds holding in top 10: 4 → 2 (-2)

Holders
136
Holders Change
+22
Holders Change %
+19.3%
% of All Funds
1.98%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
38
Increased
48
Reduced
29
Closed
12
Calls
$3.83M
Puts
$2.23M
Net Calls
+$1.6M
Net Calls Change
+$530K

Top Buyers

Rank Fund Capital Flow
1
BPA
Beacon Pointe Advisors
California
+$8.1M
2
Two Sigma Advisers
Two Sigma Advisers
New York
+$4.04M
3
Two Sigma Investments
Two Sigma Investments
New York
+$3.87M
4
Hudson Bay Capital Management
Hudson Bay Capital Management
Connecticut
+$2.92M
5
Millennium Management
Millennium Management
New York
+$2.2M

Top Sellers

Rank Fund Capital Flow
1
SMH
Sanders Morris Harris
Texas
-$15.3M
2
GA
GraniteShares Advisors
New York
-$1.95M
3
Invesco
Invesco
Georgia
-$1.3M
4
AR
Advisory Research
Illinois
-$749K
5
AAM
Advisors Asset Management
Colorado
-$711K
Name Holding Trade Value Shares
Change 		Change in
Stake
MCM
26
Moerus Capital Management
New York
$2.27M -$235K -10,540 -10%
TCWM
27
Total Clarity Wealth Management
Illinois
$2.23M +$2.1M +94,060 New
Marshall Wace
28
Marshall Wace
United Kingdom
$2.22M +$2.09M +93,744 New
Citadel Advisors
29
Citadel Advisors
Florida
$1.94M +$429K +19,217 +31%
PI
30
Putnam Investments
Massachusetts
$1.93M +$483K +21,648 +36%
RWA
31
Redmont Wealth Advisors
Illinois
$1.89M +$98.4K +4,413 +6%
MC
32
Muzinich & Co
New York
$1.78M +$946K +42,412 +130%
Sumitomo Mitsui Trust Group
33
Sumitomo Mitsui Trust Group
Japan
$1.7M +$875K +39,219 +120%
Goldman Sachs
34
Goldman Sachs
New York
$1.63M +$1.53M +68,682 New
ATC
35
Argent Trust Co
Tennessee
$1.62M +$1.53M +68,555 New
LCWP
36
Legacy Capital Wealth Partners
Arkansas
$1.62M -$127K -5,693 -8%
HCM
37
Hodges Capital Management
Texas
$1.6M +$92.8K +4,159 +7%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$1.58M -$452K -20,263 -23%
QC
39
Quadrature Capital
United Kingdom
$1.37M +$537K +24,075 +72%
FIA
40
Foundations Investment Advisors
Arizona
$1.33M +$1.22M +54,558 New
BRWA
41
B. Riley Wealth Advisors
Florida
$1.29M -$20.6K -923 -2%
MAA
42
Mraz Amerine & Associates
California
$1.18M -$18.2K -814 -2%
FDS
43
First Dallas Securities
Texas
$1.18M +$1.11M +49,827 New
JF
44
Jump Financial
Illinois
$1.18M +$1.11M +49,700 New
Wells Fargo
45
Wells Fargo
California
$1.12M -$133K -5,977 -11%
UBS Group
46
UBS Group
Switzerland
$1.12M +$42K +1,884 +4%
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
$1.07M -$158K -7,074 -14%
KAS
48
Kestra Advisory Services
Texas
$1.03M +$87.5K +3,924 +10%
CSC
49
Caldwell Sutter Capital
California
$1.02M – – –
OC
50
Oppenheimer & Co
New York
$964K +$202K +9,066 +29%
1
2
3 4 5

CSWC Hedge Fund Activity: Q4 2023 in Review

136 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2023, worth a combined $244M — up 24% from $196M a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new CSWC positions and 12 closed out — a net gain of 26 holders — while 48 added to existing stakes and 29 trimmed.

The largest buyer was Beacon Pointe Advisors, adding an estimated $8.1M. The largest seller was Sanders Morris Harris, exiting entirely with an estimated $15.3M sold.

  • 136 institutional investors held Capital Southwest (CSWC) as of Q4 2023, up from 114 in Q3 2023.
  • Funds reported $244M of Capital Southwest stock for Q4 2023, up 24% quarter-over-quarter.
  • 38 funds opened new Capital Southwest positions in Q4 2023 and 12 closed out, a net change of +26 holders.
  • The largest Capital Southwest buyer in Q4 2023 was Beacon Pointe Advisors, an estimated $8.1M added.
  • The largest Capital Southwest seller in Q4 2023 was Sanders Morris Harris, an estimated $15.3M sold.

Based on aggregated 13F filings for Q4 2023.