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Capital Southwest
CSWC

Overview Fund Activity

136 hedge funds and large institutions have $244M invested in Capital Southwest in 2023 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 48 increasing their positions, 29 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
136
Holders Change
+22
Holders Change %
+19.3%
% of All Funds
1.99%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
38
Increased
48
Reduced
29
Closed
12
Calls
$3.83M
Puts
$2.23M
Net Calls
+$1.6M
Net Calls Change
+$530K

Top Buyers

1
BPA
1
Beacon Pointe Advisors
California
$9.61M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$8.33M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$8.98M
4
Hudson Bay Capital Management
4
Hudson Bay Capital Management
Connecticut
$3.1M
5
Millennium Management
5
Millennium Management
New York
$2.34M

Top Sellers

1
SMH
1
Sanders Morris Harris
Texas
$0
2
GA
2
GraniteShares Advisors
New York
$0
3
Invesco
3
Invesco
Georgia
$9.03M
4
AAM
4
Advisors Asset Management
Colorado
$3.87M
5
Connor, Clark & Lunn Investment Management (CC&L)
5
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$291K
Name Holding Trade Value Shares
Change 		Shares
Change %
MCM
26
Moerus Capital Management
New York
$2.27M -$250K -10,540 -10%
TCWM
27
Total Clarity Wealth Management
Illinois
$2.23M +$2.23M +94,060 New
Marshall Wace
28
Marshall Wace
United Kingdom
$2.22M +$2.22M +93,744 New
Citadel Advisors
29
Citadel Advisors
Florida
$1.94M +$455K +19,217 +31%
PI
30
Putnam Investments
Massachusetts
$1.93M +$513K +21,648 +36%
RWA
31
Redmont Wealth Advisors
Illinois
$1.89M +$105K +4,413 +6%
MC
32
Muzinich & Co
New York
$1.78M +$1.01M +42,412 +130%
Sumitomo Mitsui Trust Group
33
Sumitomo Mitsui Trust Group
Japan
$1.7M +$929K +39,219 +120%
Goldman Sachs
34
Goldman Sachs
New York
$1.63M +$1.63M +68,682 New
ATC
35
Argent Trust Co
Tennessee
$1.62M +$1.62M +68,555 New
LCWP
36
Legacy Capital Wealth Partners
Arkansas
$1.62M -$135K -5,693 -8%
HCM
37
Hodges Capital Management
Texas
$1.6M +$98.6K +4,159 +7%
Royal Bank of Canada
38
Royal Bank of Canada
Ontario, Canada
$1.58M -$480K -20,263 -23%
QC
39
Quadrature Capital
United Kingdom
$1.37M +$571K +24,075 +72%
FIA
40
Foundations Investment Advisors
Arizona
$1.33M +$1.33M +54,558 New
BRWA
41
B. Riley Wealth Advisors
Florida
$1.29M -$21.9K -923 -2%
MAA
42
Mraz Amerine & Associates
California
$1.18M -$19.3K -814 -2%
FDS
43
First Dallas Securities
Texas
$1.18M +$1.18M +49,827 New
JF
44
Jump Financial
Illinois
$1.18M +$1.18M +49,700 New
Wells Fargo
45
Wells Fargo
California
$1.12M -$142K -5,977 -11%
UBS Group
46
UBS Group
Switzerland
$1.12M +$44.7K +1,884 +4%
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
$1.07M -$168K -7,074 -14%
KAS
48
Kestra Advisory Services
Texas
$1.03M +$93K +3,924 +10%
CSC
49
Caldwell Sutter Capital
California
$1.02M – – –
OC
50
Oppenheimer & Co
New York
$964K +$215K +9,066 +29%
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