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Capital Southwest
CSWC

Overview Fund Activity

74 hedge funds and large institutions have $105M invested in Capital Southwest in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 25 increasing their positions, 18 reducing their positions, and 5 closing their positions.

Holders
74
Holders Change
+14
Holders Change %
+23.33%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
19
Increased
25
Reduced
18
Closed
5
Calls
$220K
Puts
$221K
Net Calls
-$1K
Net Calls Change
-$336K

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$2.05M
2
CIM
2
Confluence Investment Management
Missouri
$2.35M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.44M
4
CWM
4
Centric Wealth Management
Illinois
$1.1M
5
QC
5
Quadrature Capital
United Kingdom
$1.08M

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$15.7M
2
AI
2
Ariel Investments
Illinois
$1.72M
3
RCM
3
Radcliffe Capital Management
Pennsylvania
$0
4
UBS Group
4
UBS Group
Switzerland
$294K
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$939K
Name Holding Trade Value Shares
Change 		Shares
Change %
California Public Employees Retirement System
26
California Public Employees Retirement System
California
$706K -$1.77K -100 -0.3%
Morgan Stanley
27
Morgan Stanley
New York
$702K +$40.5K +2,282 +6%
HH
28
Hilltop Holdings
Texas
$675K -$1.77K -100 -0.3%
TA
29
Tectonic Advisors
Texas
$629K +$629K +35,465 New
LPL Financial
30
LPL Financial
California
$618K +$80.8K +4,554 +15%
Osaic Holdings
31
Osaic Holdings
Arizona
$550K +$146K +8,215 +36%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$542K +$9.93K +559 +2%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$527K +$75.2K +4,233 +17%
VEA
34
Virtus ETF Advisers
New York
$483K +$220K +12,388 +84%
RIG
35
Roosevelt Investment Group
New York
$467K +$5.16K +291 +1%
ASN
36
Advisory Services Network
Georgia
$454K +$454K +25,574 New
BA
37
Bard Associates
Illinois
$349K +$39.3K +2,215 +13%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$312K +$312K +17,600 New
HKAM
39
Horizon Kinetics Asset Management
New York
$305K -$21.3K -1,200 -7%
CAG
40
Csenge Advisory Group
Florida
$300K +$11.3K +639 +4%
UBS Group
41
UBS Group
Switzerland
$294K -$582K -32,790 -66%
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$287K +$287K +16,184 New
US Bancorp
43
US Bancorp
Minnesota
$243K – – –
Geode Capital Management
44
Geode Capital Management
Massachusetts
$217K – – –
Mariner
45
Mariner
Kansas
$213K +$213K +12,000 New
AIM
46
Aigen Investment Management
New York
$202K +$13.7K +775 +7%
Brown Advisory
47
Brown Advisory
Maryland
$190K – – –
SBH
48
Segall Bryant & Hamill
Illinois
$188K – – –
Russell Investments Group
49
Russell Investments Group
United Kingdom
$186K +$186K +10,500 New
WGA
50
Weather Gauge Advisory
Virginia
$183K -$32.9K -1,852 -15%
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