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Capital Southwest
CSWC

74 hedge funds and large institutions have $105M invested in Capital Southwest in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 25 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

280% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 5

39% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 18

31% more capital invested

Capital invested by funds: $80.2M → $105M (+$25.2M)

23% more funds holding

Funds holding: 60 → 74 (+14)

0.95% more ownership

Funds ownership: 30.93% → 31.88% (+0.95%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0% less call options, than puts

Call options by funds: $220K | Put options by funds: $221K

Holders
74
Holders Change
+14
Holders Change %
+23.33%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
19
Increased
25
Reduced
18
Closed
5
Calls
$220K
Puts
$221K
Net Calls
-$1K
Net Calls Change
-$336K

Top Buyers

Rank Fund Capital Flow
1
Millennium Management
Millennium Management
New York
+$1.12M
2
CIM
Confluence Investment Management
Missouri
+$1.06M
3
Two Sigma Investments
Two Sigma Investments
New York
+$1.04M
4
CWM
Centric Wealth Management
Illinois
+$974K
5
QC
Quadrature Capital
United Kingdom
+$954K

Top Sellers

Rank Fund Capital Flow
1
PAIM
Punch & Associates Investment Management
Minnesota
-$3.62M
2
AI
Ariel Investments
Illinois
-$937K
3
RCM
Radcliffe Capital Management
Pennsylvania
-$814K
4
UBS Group
UBS Group
Switzerland
-$516K
5
Two Sigma Advisers
Two Sigma Advisers
New York
-$423K
Name Holding Trade Value Shares
Change 		Change in
Stake
California Public Employees Retirement System
26
California Public Employees Retirement System
California
$706K -$1.57K -100 -0.3%
Morgan Stanley
27
Morgan Stanley
New York
$702K +$35.9K +2,282 +6%
HH
28
Hilltop Holdings
Texas
$675K -$1.57K -100 -0.3%
TA
29
Tectonic Advisors
Texas
$629K +$558K +35,465 New
LPL Financial
30
LPL Financial
California
$618K +$71.6K +4,554 +15%
Osaic Holdings
31
Osaic Holdings
Arizona
$550K +$129K +8,215 +36%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$542K +$8.79K +559 +2%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$527K +$66.6K +4,233 +17%
VEA
34
Virtus ETF Advisers
New York
$483K +$195K +12,388 +84%
RIG
35
Roosevelt Investment Group
New York
$467K +$4.58K +291 +1%
ASN
36
Advisory Services Network
Georgia
$454K +$402K +25,574 New
BA
37
Bard Associates
Illinois
$349K +$34.8K +2,215 +13%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$312K +$277K +17,600 New
HKAM
39
Horizon Kinetics Asset Management
New York
$305K -$18.9K -1,200 -7%
CAG
40
Csenge Advisory Group
Florida
$300K +$10.1K +639 +4%
UBS Group
41
UBS Group
Switzerland
$294K -$516K -32,790 -66%
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$287K +$255K +16,184 New
US Bancorp
43
US Bancorp
Minnesota
$243K – – –
Geode Capital Management
44
Geode Capital Management
Massachusetts
$217K – – –
Mariner
45
Mariner
Kansas
$213K +$189K +12,000 New
AIM
46
Aigen Investment Management
New York
$202K +$12.2K +775 +7%
Brown Advisory
47
Brown Advisory
Maryland
$190K – – –
SBH
48
Segall Bryant & Hamill
Illinois
$188K – – –
Russell Investments Group
49
Russell Investments Group
United Kingdom
$186K +$165K +10,500 New
WGA
50
Weather Gauge Advisory
Virginia
$183K -$29.1K -1,852 -15%
1
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CSWC Hedge Fund Activity: Q4 2020 in Review

74 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Capital Southwest (CSWC) for Q4 2020, worth a combined $105M — up 31% from $80.2M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new CSWC positions and 5 closed out — a net gain of 14 holders — while 25 added to existing stakes and 18 trimmed.

The largest buyer was Millennium Management, adding an estimated $1.12M. The largest seller was Punch & Associates Investment Management, cutting an estimated $3.62M.

  • 74 institutional investors held Capital Southwest (CSWC) as of Q4 2020, up from 60 in Q3 2020.
  • Funds reported $105M of Capital Southwest stock for Q4 2020, up 31% quarter-over-quarter.
  • 19 funds opened new Capital Southwest positions in Q4 2020 and 5 closed out, a net change of +14 holders.
  • The largest Capital Southwest buyer in Q4 2020 was Millennium Management, an estimated $1.12M added.
  • The largest Capital Southwest seller in Q4 2020 was Punch & Associates Investment Management, an estimated $3.62M sold.

Based on aggregated 13F filings for Q4 2020.