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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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72 hedge funds and large institutions have $103M invested in ClearBridge MLP and Midstream Fund Inc. in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 26 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 20

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

1% more funds holding

Funds holding: 71 → 72 (+1)

1% more capital invested

Capital invested by funds: $102M → $103M (+$975K)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
72
Holders Change
+1
Holders Change %
+1.41%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
26
Reduced
20
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CA
Cornerstone Advisors
North Carolina
+$3.49M
2
QC
Quantedge Capital
Singapore
+$3.35M
3
WAM
Wolverine Asset Management
Illinois
+$1.78M
4
Morgan Stanley
Morgan Stanley
New York
+$628K
5
Wells Fargo
Wells Fargo
California
+$367K

Top Sellers

Rank Fund Capital Flow
1
LCM
Landscape Capital Management
New Jersey
-$644K
2
AAM
Advisors Asset Management
Colorado
-$433K
3
6M
6 Meridian
Kansas
-$325K
4
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$274K
5
MGAM
McGowan Group Asset Management
Texas
-$262K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
26
Raymond James & Associates
Florida
$850K +$114K +4,243 +16%
JWCA
27
J.W. Cole Advisors
Florida
$534K -$9.24K -344 -2%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$469K +$207K +7,725 +81%
Osaic Holdings
29
Osaic Holdings
Arizona
$440K +$71.3K +2,656 +20%
Invesco
30
Invesco
Georgia
$429K +$18.9K +704 +5%
US Bancorp
31
US Bancorp
Minnesota
$399K – – –
Stifel Financial
32
Stifel Financial
Missouri
$371K -$1.34K -50 -0.4%
LPL Financial
33
LPL Financial
California
$345K +$342K +12,723 New
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$339K +$25.9K +966 +8%
IWP
35
Icon Wealth Partners
Texas
$328K – – –
BMCM
36
Black Maple Capital Management
Wisconsin
$307K – – –
Truist Financial
37
Truist Financial
North Carolina
$302K +$13.6K +505 +5%
SPIA
38
Steward Partners Investment Advisory
New York
$276K +$61.5K +2,289 +29%
LWAC
39
Laurel Wealth Advisors (California)
California
$273K – – –
OA
40
Oxbow Advisors
Texas
$269K +$37.5K +1,395 +16%
DADC
41
D.A. Davidson & Co
Montana
$267K +$3.28K +122 +1%
CAN
42
Cetera Advisor Networks
California
$213K – – –
FF
43
FourThought Financial
Florida
$162K -$17K -632 -10%
Rockefeller Capital Management
44
Rockefeller Capital Management
New York
$130K +$53.7K +2,000 +71%
EBA
45
Eagle Bay Advisors
New York
$130K +$72.5K +2,700 +129%
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$107K -$274K -10,218 -72%
CFB
47
Cullen/Frost Bankers
Texas
$90K – – –
HIA
48
Harbor Investment Advisory
Maryland
$60K +$6.47K +241 +12%
AWA
49
Arkadios Wealth Advisors
Georgia
$55K – – –
EIP
50
Ellis Investment Partners
Pennsylvania
$50K +$188 +7 +0.4%
1
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CEM Hedge Fund Activity: Q3 2021 in Review

72 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q3 2021, worth a combined $103M — up 0.95% from $102M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new CEM positions and 4 closed out — a net gain of 1 holder — while 26 added to existing stakes and 20 trimmed.

The largest buyer was Cornerstone Advisors, adding an estimated $3.49M. The largest seller was Landscape Capital Management, cutting an estimated $644K.

  • 72 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q3 2021, up from 71 in Q2 2021.
  • Funds reported $103M of ClearBridge MLP and Midstream Fund Inc. stock for Q3 2021, up 0.95% quarter-over-quarter.
  • 5 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q3 2021 and 4 closed out, a net change of +1 holder.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q3 2021 was Cornerstone Advisors, an estimated $3.49M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q3 2021 was Landscape Capital Management, an estimated $644K sold.

Based on aggregated 13F filings for Q3 2021.