CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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71 hedge funds and large institutions have $103M invested in ClearBridge MLP and Midstream Fund Inc. in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 26 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
71
Holders Change
+1
Holders Change %
+1.43%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
26
Reduced
20
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
Cornerstone Advisors
North Carolina
$7.25M
2
QC
Quantedge Capital
Singapore
$3.39M
3
WAM
Wolverine Asset Management
Illinois
$2.6M
4
Morgan Stanley
Morgan Stanley
New York
$19.1M
5
Wells Fargo
Wells Fargo
California
$3.55M

Top Sellers

1
LCM
Landscape Capital Management
New Jersey
$1.93M
2
AAM
Advisors Asset Management
Colorado
$1.71M
3
6M
6 Meridian
Kansas
$1.34M
4
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
$107K
5
MGAM
McGowan Group Asset Management
Texas
$10.8M
Name Holding Trade Value Shares
Change 		Shares
Change %
RJA
26
Raymond James & Associates
Florida
$850K +$115K +4,243 +16%
JWCA
27
J.W. Cole Advisors
Florida
$534K -$9.35K -344 -2%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$469K +$210K +7,725 +81%
Osaic Holdings
29
Osaic Holdings
Arizona
$440K +$72.4K +2,656 +20%
Invesco
30
Invesco
Georgia
$429K +$19.1K +704 +5%
US Bancorp
31
US Bancorp
Minnesota
$399K – – –
Stifel Financial
32
Stifel Financial
Missouri
$371K -$1.36K -50 -0.4%
LPL Financial
33
LPL Financial
California
$345K +$345K +12,723 New
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$339K +$26.3K +966 +8%
IWP
35
Icon Wealth Partners
Texas
$328K – – –
BMCM
36
Black Maple Capital Management
Wisconsin
$307K – – –
Truist Financial
37
Truist Financial
North Carolina
$302K +$13.7K +505 +5%
SPIA
38
Steward Partners Investment Advisory
New York
$276K +$62.1K +2,289 +29%
LWAC
39
Laurel Wealth Advisors (California)
California
$273K – – –
OA
40
Oxbow Advisors
Texas
$269K +$37.8K +1,395 +16%
DADC
41
D.A. Davidson & Co
Montana
$267K +$3.31K +122 +1%
CAN
42
Cetera Advisor Networks
California
$213K – – –
FF
43
FourThought Financial
Florida
$162K -$17.1K -632 -10%
Rockefeller Capital Management
44
Rockefeller Capital Management
New York
$130K +$54.2K +2,000 +71%
EBA
45
Eagle Bay Advisors
New York
$130K +$73.1K +2,700 +129%
Northwestern Mutual Wealth Management
46
Northwestern Mutual Wealth Management
Wisconsin
$107K -$278K -10,218 -72%
CFB
47
Cullen/Frost Bankers
Texas
$90K – – –
HIA
48
Harbor Investment Advisory
Maryland
$60K +$6.56K +241 +12%
AWA
49
Arkadios Wealth Advisors
Georgia
$55K – – –
EIP
50
Ellis Investment Partners
Pennsylvania
$50K +$187 +7 +0.4%
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