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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

67 hedge funds and large institutions have $83.7M invested in ClearBridge MLP and Midstream Fund Inc. in 2021 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 18 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 8

35% more capital invested

Capital invested by funds: $61.9M → $83.7M (+$21.8M)

16% more funds holding

Funds holding: 5867 (+9)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

10% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 20

Holders
67
Holders Change
+9
Holders Change %
+15.52%
% of All Funds
1.18%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
17
Increased
18
Reduced
20
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$404K +$38.3K +1,806 +12%
JWCA
27
J.W. Cole Advisors
Florida
$394K +$358K +16,877 New
US Bancorp
28
US Bancorp
Minnesota
$343K -$7.61K -359 -2%
Northwestern Mutual Wealth Management
29
Northwestern Mutual Wealth Management
Wisconsin
$340K -$7.44K -351 -2%
Stifel Financial
30
Stifel Financial
Missouri
$325K +$66.4K +3,133 +29%
CA
31
Cornerstone Advisors
North Carolina
$304K +$275K +13,000 New
IWP
32
Icon Wealth Partners
Texas
$282K -$2.48K -117 -1%
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$272K +$247K +11,662 New
Citadel Advisors
34
Citadel Advisors
Florida
$270K -$41.5K -1,958 -14%
BMCM
35
Black Maple Capital Management
Wisconsin
$264K
SPIA
36
Steward Partners Investment Advisory
New York
$260K +$84.7K +3,995 +56%
Truist Financial
37
Truist Financial
North Carolina
$242K +$219K +10,343 New
LWAC
38
Laurel Wealth Advisors (California)
California
$235K +$213K +10,048 New
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$232K +$211K +9,954 New
SWP
40
Stratos Wealth Partners
Ohio
$210K +$190K +8,976 New
FF
41
FourThought Financial
Florida
$179K -$2.71K -128 -2%
CFB
42
Cullen/Frost Bankers
Texas
$77K
FIA
43
FNY Investment Advisers
New York
$74K +$67.3K +3,176 New
HIA
44
Harbor Investment Advisory
Maryland
$54K -$1.23K -58 -2%
AWA
45
Arkadios Wealth Advisors
Georgia
$47K +$12K +568 +38%
GWSG
46
GPS Wealth Strategies Group
Colorado
$47K +$43.5K +2,052 New
SWM
47
Spire Wealth Management
Virginia
$46K +$42K +1,983 New
EIP
48
Ellis Investment Partners
Pennsylvania
$43K +$2.06K +97 +6%
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$42K
Citigroup
50
Citigroup
New York
$28K +$254 +12 +1%

CEM Hedge Fund Activity: Q1 2021 in Review

67 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q1 2021, worth a combined $83.7M — up 35% from $61.9M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new CEM positions and 8 closed out — a net gain of 9 holders — while 18 added to existing stakes and 20 trimmed.

The largest buyer was ClearBridge Investments, opening a new position worth an estimated $1.31M. The largest seller was Quantedge Capital, cutting an estimated $2.28M.

  • 67 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q1 2021, up from 58 in Q4 2020.
  • Funds reported $83.7M of ClearBridge MLP and Midstream Fund Inc. stock for Q1 2021, up 35% quarter-over-quarter.
  • 17 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q1 2021 and 8 closed out, a net change of +9 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q1 2021 was ClearBridge Investments, an estimated $1.31M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q1 2021 was Quantedge Capital, an estimated $2.28M sold.

Based on aggregated 13F filings for Q1 2021.