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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.86%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$226M
AUM Growth
-$13.3M
Cap. Flow
-$11M
Cap. Flow %
-4.85%
Top 10 Hldgs %
42.69%
Holding
388
New
33
Increased
62
Reduced
55
Closed
39

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.84M
2
IBMJ
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
+$2.01M
3
FUMB icon
First Trust Ultra Short Duration Municipal ETF
FUMB
+$1.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.14M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.09M

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.32M
3
ISD
PGIM High Yield Bond Fund
ISD
+$2.96M
4
AVK
Advent Convertible and Income Fund
AVK
+$2.84M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.48M

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Industrials 5.17%
3 Consumer Discretionary 2.67%
4 Materials 1.77%
5 Utilities 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
201
Nike
NKE
$64.1B
$9K ﹤0.01%
59
– –
OGN icon
202
Organon & Co
OGN
$3.56B
$9K ﹤0.01%
265
– –
PAYX icon
203
Paychex
PAYX
$43.4B
$9K ﹤0.01%
80
-22
-22% -$2.47K
QCOM icon
204
Qualcomm
QCOM
$164B
$9K ﹤0.01%
70
– –
TMO icon
205
Thermo Fisher Scientific
TMO
$214B
$9K ﹤0.01%
16
-6
-27% -$3.29K
VALE icon
206
Vale
VALE
$62.3B
$9K ﹤0.01%
642
– –
BOWXW
207
DELISTED
BowX Acquisition Corp. Warrant
BOWXW
$9K ﹤0.01%
4,399
– –
AGD
208
abrdn Global Dynamic Dividend Fund
AGD
$313M
$8K ﹤0.01%
719
-14,851
-95% -$180K
ALC icon
209
Alcon
ALC
$34B
$8K ﹤0.01%
100
– –
AVPT icon
210
AvePoint
AVPT
$2.76B
$8K ﹤0.01%
967
– –
AZN icon
211
AstraZeneca
AZN
$269B
$8K ﹤0.01%
68
– –
CB icon
212
Chubb
CB
$140B
$8K ﹤0.01%
45
– –
CVX icon
213
Chevron
CVX
$382B
$8K ﹤0.01%
77
– –
EFX icon
214
Equifax
EFX
$22B
$8K ﹤0.01%
32
– –
KPLT icon
215
Katapult Holdings
KPLT
$30.3M
$8K ﹤0.01%
57
+40
+235% +$6.96K
KPLTW
216
DELISTED
Katapult Holdings Warrant
KPLTW
$8K ﹤0.01%
5,038
– –
MCO icon
217
Moody's
MCO
$83.7B
$8K ﹤0.01%
22
+1
+5% +$377
PLD icon
218
Prologis
PLD
$136B
$8K ﹤0.01%
64
– –
QSI icon
219
Quantum-Si Incorporated
QSI
$153M
$8K ﹤0.01%
965
– –
SRE icon
220
Sempra
SRE
$58.1B
$8K ﹤0.01%
128
– –
STM icon
221
STMicroelectronics
STM
$43.1B
$8K ﹤0.01%
178
+57
+47% +$2.4K
IRL
222
DELISTED
NEW IRELAND FUND INC
IRL
$8K ﹤0.01%
671
– –
PACXW
223
DELISTED
Pioneer Merger Corp. Warrant
PACXW
$8K ﹤0.01%
7,000
– –
BTI icon
224
British American Tobacco
BTI
$136B
$7K ﹤0.01%
188
– –
CRL icon
225
Charles River Laboratories
CRL
$11.3B
$7K ﹤0.01%
17
– –
7 8
9
10 11

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CWA
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Thomas J. Herzfeld Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Thomas J. Herzfeld Advisors held 388 positions worth $226M, down 5.5% from $240M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $11M in Q3 2021, closing 39 positions and reducing 55 holdings. Its most notable exit was Seven Hills Realty Trust, an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, up from 7.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in iShares iBonds Dec 2021 Term Muni Bond ETF worth $2.01M.

  • Thomas J. Herzfeld Advisors's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Muni Bond ETF: 78,690 shares worth $2.01M.
  • Thomas J. Herzfeld Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $5.84M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2021 reduction was Eaton Vance Limited Duration Income Fund, cutting an estimated $4.2M.
  • Thomas J. Herzfeld Advisors fully exited Seven Hills Realty Trust in Q3 2021, selling an estimated $2.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 43% of its $226M portfolio in Q3 2021.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 39 in Q3 2021.
  • Thomas J. Herzfeld Advisors's portfolio value fell 5.5% quarter-over-quarter to $226M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.