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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+8.61%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$220M
AUM Growth
+$6.18M
Cap. Flow
-$10.7M
Cap. Flow %
-4.88%
Top 10 Hldgs %
40.88%
Holding
390
New
92
Increased
98
Reduced
42
Closed
28

Top Buys

Rank Stock Value
1
AVK
Advent Convertible and Income Fund
AVK
+$3.44M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.93M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$1.52M
4
ECC
Eagle Point Credit Company
ECC
+$1.51M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$973K

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$11.6M
2
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.21M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.06M
4
MTZ icon
MasTec
MTZ
+$1.47M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$1.36M

Sector Composition

Rank Sector Weight
1 Industrials 5.73%
2 Financials 4.41%
3 Consumer Discretionary 3.28%
4 Real Estate 1.58%
5 Materials 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
201
Alibaba
BABA
$279B
$10K ﹤0.01%
+42
New +$10.3K
PAYX icon
202
Paychex
PAYX
$41.4B
$10K ﹤0.01%
102
– –
ABT icon
203
Abbott
ABT
$183B
$9K ﹤0.01%
73
– –
MCD icon
204
McDonald's
MCD
$191B
$9K ﹤0.01%
42
– –
MDT icon
205
Medtronic
MDT
$110B
$9K ﹤0.01%
73
– –
PG icon
206
Procter & Gamble
PG
$335B
$9K ﹤0.01%
66
+23
+53% +$3K
PNC icon
207
PNC Financial Services
PNC
$99.2B
$9K ﹤0.01%
50
– –
QCOM icon
208
Qualcomm
QCOM
$160B
$9K ﹤0.01%
70
– –
VALE icon
209
Vale
VALE
$63.8B
$9K ﹤0.01%
495
+117
+31% +$2.04K
BOWXW
210
DELISTED
BowX Acquisition Corp. Warrant
BOWXW
$9K ﹤0.01%
+4,399
New +$7.62K
AMT icon
211
American Tower
AMT
$81.3B
$8K ﹤0.01%
34
+14
+70% +$3.12K
CVX icon
212
Chevron
CVX
$383B
$8K ﹤0.01%
77
– –
ISRG icon
213
Intuitive Surgical
ISRG
$126B
$8K ﹤0.01%
33
– –
MRSH
214
Marsh
MRSH
$91.4B
$8K ﹤0.01%
68
– –
NFLX icon
215
Netflix
NFLX
$305B
$8K ﹤0.01%
150
– –
SMG icon
216
ScottsMiracle-Gro
SMG
$3.97B
$8K ﹤0.01%
+34
New +$7.7K
SRE icon
217
Sempra
SRE
$58.6B
$8K ﹤0.01%
128
+18
+16% +$1.12K
FREEW
218
DELISTED
Whole Earth Brands, Inc. Warrant
FREEW
$8K ﹤0.01%
3,903
-2,347
-38% -$4.3K
FRX.WS
219
DELISTED
Forest Road Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of C
FRX.WS
$8K ﹤0.01%
+2,809
New +$8.51K
AEF
220
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$7K ﹤0.01%
768
– –
ALC icon
221
Alcon
ALC
$33.9B
$7K ﹤0.01%
100
– –
EEA
222
European Equity Fund
EEA
$75.4M
$7K ﹤0.01%
617
– –
IBN icon
223
ICICI Bank
IBN
$109B
$7K ﹤0.01%
431
+221
+105% +$3.61K
ITW icon
224
Illinois Tool Works
ITW
$81.6B
$7K ﹤0.01%
30
– –
MELI icon
225
Mercado Libre
MELI
$95.6B
$7K ﹤0.01%
5
+1
+25% +$1.7K
7 8
9
10 11

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Thomas J. Herzfeld Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Thomas J. Herzfeld Advisors held 390 positions worth $220M, up 2.9% from $214M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $10.7M in Q1 2021, closing 28 positions and reducing 42 holdings. Its most notable exit was Aberdeen Multi-Market Income Fund, an estimated $1.36M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 5.7% of assets, up from 4.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Advent Convertible and Income Fund worth $3.53M.

  • Thomas J. Herzfeld Advisors's largest Q1 2021 buy was Advent Convertible and Income Fund: 205,400 shares worth $3.53M.
  • Thomas J. Herzfeld Advisors added most to BlackRock Science and Technology Term Trust in Q1 2021, an estimated $2.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2021 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $11.6M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Multi-Market Income Fund in Q1 2021, selling an estimated $1.36M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 41% of its $220M portfolio in Q1 2021.
  • Thomas J. Herzfeld Advisors opened 92 new positions and closed 28 in Q1 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.9% quarter-over-quarter to $220M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2021, filed 14 May 2021.