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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$227M
AUM Growth
-$1.14M
Cap. Flow
-$8.62M
Cap. Flow %
-3.8%
Top 10 Hldgs %
46.1%
Holding
308
New
22
Increased
71
Reduced
69
Closed
20

Top Buys

Rank Stock Value
1
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$1.54M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$1.29M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$1.28M
4
DMC
Del Monte Corp
DMC
+$1.26M
5
BPOP icon
Popular Inc
BPOP
+$1.19M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$8.71M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$2.14M
3
SEVN
Seven Hills Realty Trust
SEVN
+$1.78M
4
DRA
Diversified Real Asset Income Fd
DRA
+$1.26M
5
TY icon
TRI-Continental Corp
TY
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 7.21%
2 Consumer Discretionary 5.34%
3 Industrials 4.92%
4 Consumer Staples 2.55%
5 Materials 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMRN icon
201
BioMarin Pharmaceuticals
BMRN
$11.5B
$37K 0.02%
400
– –
BBVA icon
202
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$36K 0.02%
4,091
-485
-11% -$4.29K
FMY
203
First Trust Mortgage Income Fund
FMY
$36K 0.02%
2,536
+1
+0% +$14
IBN icon
204
ICICI Bank
IBN
$106B
$36K 0.02%
4,225
– –
NKE icon
205
Nike
NKE
$61.9B
$36K 0.02%
696
+2
+0.3% +$112
PFE icon
206
Pfizer
PFE
$140B
$35K 0.02%
1,043
+7
+0.7% +$225
BT
207
DELISTED
BT Group plc (ADR)
BT
$35K 0.02%
1,843
– –
INTC icon
208
Intel
INTC
$466B
$33K 0.01%
854
-78
-8% -$2.77K
QQQX icon
209
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$33K 0.01%
1,502
+24
+2% +$525
SMHI icon
210
SEACOR Marine Holdings
SMHI
$216M
$31K 0.01%
2,010
– –
VALE icon
211
Vale
VALE
$62.9B
$30K 0.01%
2,997
-1,047
-26% -$10.5K
LTS
212
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
$29K 0.01%
10,000
– –
GAB icon
213
Gabelli Equity Trust
GAB
$1.74B
$28K 0.01%
4,541
+103
+2% +$629
INCY icon
214
Incyte
INCY
$23.5B
$28K 0.01%
242
– –
ICB
215
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$28K 0.01%
1,555
– –
ASML icon
216
ASML
ASML
$675B
$27K 0.01%
159
+42
+36% +$6.43K
IFN
217
Aberdeen India Fund
IFN
$488M
$27K 0.01%
1,000
– –
MCR
218
DELISTED
MFS Charter Income Trust
MCR
$27K 0.01%
3,057
– –
GPM
219
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$27K 0.01%
3,191
– –
SLB icon
220
SLB Ltd
SLB
$77.8B
$26K 0.01%
+370
New +$24.5K
SWZ
221
Swiss Helvetia Fund
SWZ
$76.3M
$25K 0.01%
1,950
– –
GRR
222
DELISTED
Asia Tigers Fund
GRR
$25K 0.01%
2,000
– –
CSCO icon
223
Cisco
CSCO
$450B
$24K 0.01%
716
+6
+0.8% +$191
NTES icon
224
NetEase
NTES
$76.5B
$24K 0.01%
450
+280
+165% +$16.1K
MN
225
DELISTED
MANNING & NAPIER, INC.
MN
$24K 0.01%
+6,000
New +$22.9K
7 8
9
10 11

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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Thomas J. Herzfeld Advisors held 308 positions worth $227M, down 0.5% from $228M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $8.62M in Q3 2017, closing 20 positions and reducing 69 holdings. Its most notable exit was abrdn Income Credit Strategies Fund, an estimated $2.14M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.2% of assets, up from 6.7% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Kayne Anderson NextGen Energy & Infrastructure, Inc. worth $1.57M.

  • Thomas J. Herzfeld Advisors's largest Q3 2017 buy was Kayne Anderson NextGen Energy & Infrastructure, Inc.: 106,994 shares worth $1.57M.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q3 2017, an estimated $1.28M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2017 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $8.71M.
  • Thomas J. Herzfeld Advisors fully exited abrdn Income Credit Strategies Fund in Q3 2017, selling an estimated $2.14M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 46% of its $227M portfolio in Q3 2017.
  • Thomas J. Herzfeld Advisors opened 22 new positions and closed 20 in Q3 2017.
  • Thomas J. Herzfeld Advisors's portfolio value fell 0.5% quarter-over-quarter to $227M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.