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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.77%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$249M
AUM Growth
+$18.8M
Cap. Flow
+$17.5M
Cap. Flow %
7.03%
Top 10 Hldgs %
39.09%
Holding
373
New
48
Increased
83
Reduced
54
Closed
49

Top Buys

Rank Stock Value
1
SOR
Source Capital
SOR
+$13.1M
2
THW
abrdn World Healthcare Fund
THW
+$3.84M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
+$2.37M
4
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.95M
5
FDEU
First Trust Dynamic Europe Equity Income Fund
FDEU
+$1.64M

Top Sells

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$4.65M
2
DSL
DoubleLine Income Solutions Fund
DSL
+$2.51M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$2M
4
PEO
Adams Natural Resources Fund
PEO
+$1.13M
5
PCF
High Income Securities Fund
PCF
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.32%
2 Consumer Discretionary 3.92%
3 Industrials 3.08%
4 Consumer Staples 1.58%
5 Utilities 1.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLY icon
201
Eli Lilly
LLY
$1.09T
$51K 0.02%
+600
New +$49.8K
WIW
202
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$51K 0.02%
5,000
– –
ING icon
203
ING
ING
$94.3B
$47K 0.02%
3,523
+2,054
+140% +$29K
VOD icon
204
Vodafone
VOD
$37.7B
$47K 0.02%
1,453
– –
SKM icon
205
SK Telecom
SKM
$11.7B
$46K 0.02%
1,386
– –
INB
206
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$46K 0.02%
4,903
-200
-4% -$1.99K
BWG
207
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$45K 0.02%
3,864
-10,219
-73% -$125K
TIP icon
208
iShares TIPS Bond ETF
TIP
$14.5B
$45K 0.02%
410
– –
SBW
209
DELISTED
Western Asset Worldwide Income
SBW
$45K 0.02%
+4,506
New +$45.4K
BMRN icon
210
BioMarin Pharmaceuticals
BMRN
$12.1B
$42K 0.02%
400
– –
DSL
211
DoubleLine Income Solutions Fund
DSL
$1.22B
$41K 0.02%
2,500
-146,541
-98% -$2.51M
GDX icon
212
VanEck Gold Miners ETF
GDX
$22.7B
$41K 0.02%
3,000
– –
DDF
213
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$41K 0.02%
4,703
– –
EVV
214
Eaton Vance Limited Duration Income Fund
EVV
$1.05B
$40K 0.02%
3,100
-1,840
-37% -$23.6K
GLV
215
Clough Global Dividend & Income Fund
GLV
$77.3M
$40K 0.02%
+3,003
New +$39.7K
MUFG icon
216
Mitsubishi UFJ Financial
MUFG
$253B
$40K 0.02%
6,383
– –
PCM
217
PCM Fund
PCM
$68.5M
$40K 0.02%
4,309
-2,530
-37% -$24K
ISL
218
DELISTED
Aberdeen Israel Fund
ISL
$40K 0.02%
2,322
– –
RMT
219
Royce Micro-Cap Trust
RMT
$728M
$38K 0.02%
5,194
+32
+0.6% +$249
TM icon
220
Toyota
TM
$219B
$37K 0.01%
303
– –
NIE
221
Virtus Equity & Convertible Income Fund
NIE
$714M
$36K 0.01%
2,000
– –
NRO
222
Neuberger Real Estate Securities Income Fund Inc
NRO
$195M
$36K 0.01%
7,564
+1
+0% +$5
NXR
223
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$36K 0.01%
+2,500
New +$35.2K
ICB
224
DELISTED
Morgan Stanley Income Sec. Inc
ICB
$36K 0.01%
2,125
-1,718
-45% -$30K
TKF
225
DELISTED
Turkish Inv Fund
TKF
$36K 0.01%
4,630
– –
7 8
9
10 11

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Thomas J. Herzfeld Advisors held 373 positions worth $249M, up 8.2% from $230M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Thomas J. Herzfeld Advisors deployed $17.5M of net new capital in Q4 2015, opening 48 new positions and adding to 83 existing holdings. Its largest new stake was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, down from 4.9% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was DoubleLine Income Solutions Fund, an estimated $2.51M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q4 2015 buy was Invesco CEF Income Composite ETF: 110,390 shares worth $2.36M.
  • Thomas J. Herzfeld Advisors added most to Source Capital in Q4 2015, an estimated $13.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2015 reduction was DoubleLine Income Solutions Fund, cutting an estimated $2.51M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Income Fund in Q4 2015, selling an estimated $4.65M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 39% of its $249M portfolio in Q4 2015.
  • Thomas J. Herzfeld Advisors opened 48 new positions and closed 49 in Q4 2015.
  • Thomas J. Herzfeld Advisors's portfolio value rose 8.2% quarter-over-quarter to $249M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.