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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$180M
AUM Growth
+$4.46M
Cap. Flow
+$10.2M
Cap. Flow %
5.66%
Top 10 Hldgs %
27.42%
Holding
301
New
13
Increased
70
Reduced
53
Closed
21

Top Buys

Rank Stock Value
1
OXLCO
Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023
OXLCO
+$3.71M
2
DRA
Diversified Real Asset Income Fd
DRA
+$2.49M
3
TYG
Tortoise Energy Infrastructure Corp
TYG
+$1.99M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$1.71M
5
JMM icon
Nuveen Multi-Market Income Fund
JMM
+$1.49M

Top Sells

Rank Stock Value
1
SLA
AMERICAN SELECT PTFL INC
SLA
+$2.08M
2
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$1.5M
3
MRF
AMERICAN INCOME FUND
MRF
+$1.35M
4
GAB.PRG icon
Gabelli Equity Trust Series G Preferred Stock
GAB.PRG
+$1.12M
5
ACG
AllianceBernstein Income Fund Inc
ACG
+$1.11M

Sector Composition

Rank Sector Weight
1 Financials 4.77%
2 Industrials 3.88%
3 Consumer Staples 3.32%
4 Consumer Discretionary 3.27%
5 Real Estate 1.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISL
201
DELISTED
Aberdeen Israel Fund
ISL
$48K 0.03%
2,750
– –
TKF
202
DELISTED
Turkish Inv Fund
TKF
$48K 0.03%
4,630
-250
-5% -$2.93K
INCY icon
203
Incyte
INCY
$23.7B
$47K 0.03%
+955
New +$47.9K
TIP icon
204
iShares TIPS Bond ETF
TIP
$14.5B
$47K 0.03%
420
– –
BGR icon
205
BlackRock Energy and Resources Trust
BGR
$412M
$46K 0.03%
1,935
-7,100
-79% -$185K
HQL
206
abrdn Life Sciences Investors
HQL
$588M
$43K 0.02%
1,925
+61
+3% +$1.32K
SBSA
207
DELISTED
Spanish Broadcasting System Inc.
SBSA
$43K 0.02%
10,030
– –
KMM
208
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$42K 0.02%
4,751
– –
BIT icon
209
BlackRock Multi-Sector Income Trust
BIT
$694M
$41K 0.02%
2,301
– –
SWZ
210
Swiss Helvetia Fund
SWZ
$76.2M
$35K 0.02%
2,573
+1,400
+119% +$19.7K
MSF
211
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$35K 0.02%
2,264
– –
GLU
212
Gabelli Utility & Income Trust
GLU
$115M
$34K 0.02%
1,763
– –
JPC icon
213
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$28K 0.02%
+3,000
New +$28.3K
MVC
214
DELISTED
MVC Capital, Inc.
MVC
$28K 0.02%
2,618
– –
RNE
215
DELISTED
MORGAN STLY EASTEURO FD
RNE
$25K 0.01%
1,615
– –
QQQX icon
216
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$24K 0.01%
1,228
+21
+2% +$402
KST
217
DELISTED
Deutsche Strategic Income Trust
KST
$24K 0.01%
2,000
– –
JCE icon
218
Nuveen Core Equity Alpha Fund
JCE
$280M
$23K 0.01%
1,356
+22
+2% +$395
NHS
219
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$23K 0.01%
1,743
– –
TY.PR icon
220
Tri-Continental Corporation $2.50 Cumulative Preferred
TY.PR
$31.4M
$23K 0.01%
500
– –
GAB.PRD.CL
221
DELISTED
The Gabelli Equity Trust Inc. 5.875% Ser D Cumulative Pfd Called
GAB.PRD.CL
$21K 0.01%
848
– –
GAB icon
222
Gabelli Equity Trust
GAB
$1.75B
$20K 0.01%
3,310
– –
VGT icon
223
Vanguard Information Technology ETF
VGT
$138B
$19K 0.01%
1,488
– –
HYB
224
DELISTED
New America High Income Fund, Inc.
HYB
$19K 0.01%
2,000
– –
VIS icon
225
Vanguard Industrials ETF
VIS
$8.26B
$17K 0.01%
166
– –
7 8
9
10 11

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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Thomas J. Herzfeld Advisors held 301 positions worth $180M, up 2.5% from $175M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Thomas J. Herzfeld Advisors deployed $10.2M of net new capital in Q3 2014, opening 13 new positions and adding to 70 existing holdings. Its largest new stake was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.

By sector, the portfolio is most concentrated in Financials at 4.8% of assets, down from 5.2% a quarter earlier, followed by Industrials and Consumer Staples.

On the sell side, the largest reduction was BlackRock Enhanced Equity Dividend Trust, an estimated $1.5M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2014 buy was Diversified Real Asset Income Fd: 140,718 shares worth $2.5M.
  • Thomas J. Herzfeld Advisors added most to Oxford Lane Capital Corp. Term Preferred Shares, 7.50% Series 2023 in Q3 2014, an estimated $3.71M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2014 reduction was BlackRock Enhanced Equity Dividend Trust, cutting an estimated $1.5M.
  • Thomas J. Herzfeld Advisors fully exited AMERICAN SELECT PTFL INC in Q3 2014, selling an estimated $2.08M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 27% of its $180M portfolio in Q3 2014.
  • Thomas J. Herzfeld Advisors opened 13 new positions and closed 21 in Q3 2014.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.5% quarter-over-quarter to $180M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2014, filed 14 Nov 2014.