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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$155M
AUM Growth
-$1.76M
Cap. Flow
-$2.59M
Cap. Flow %
-1.67%
Top 10 Hldgs %
24.39%
Holding
294
New
10
Increased
74
Reduced
39
Closed
15

Top Buys

Rank Stock Value
1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$659K
2
DNI
Dividend and Income Fund
DNI
+$559K
3
GRX
Gabelli Healthcare & Wellness Trust
GRX
+$513K
4
PPT
Franklin Premier Income Trust
PPT
+$426K
5
EVTC icon
Evertec
EVTC
+$396K

Top Sells

Rank Stock Value
1
ETJ
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
+$1.16M
2
ETY icon
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
+$1.03M
3
CET
Central Securities Corp
CET
+$952K
4
USA icon
Liberty All-Star Equity Fund
USA
+$840K
5
EWW icon
iShares MSCI Mexico ETF
EWW
+$808K

Sector Composition

Rank Sector Weight
1 Financials 5.94%
2 Consumer Staples 5.56%
3 Industrials 4.32%
4 Consumer Discretionary 3.16%
5 Materials 1.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMB
201
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$40K 0.03%
3,801
– –
NQI
202
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
$37K 0.02%
3,000
– –
BBF
203
DELISTED
BlackRock Municipal Income Investment Trust
BBF
$37K 0.02%
2,832
– –
CXH
204
DELISTED
MFS Investment Grade Municipal Trust
CXH
$34K 0.02%
3,907
– –
SWZ
205
Swiss Helvetia Fund
SWZ
$76.9M
$34K 0.02%
2,402
– –
MSF
206
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$34K 0.02%
2,264
– –
SBSA
207
DELISTED
Spanish Broadcasting System Inc.
SBSA
$33K 0.02%
8,030
– –
BQY
208
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
$31K 0.02%
2,500
– –
RNE
209
DELISTED
MORGAN STLY EASTEURO FD
RNE
$30K 0.02%
1,615
– –
TYG.PRB
210
DELISTED
TORTOISE ENERGY INFRASTRUCTURE CORPORATION MANDATORY RED PFD
TYG.PRB
$29K 0.02%
3,300
– –
BIE
211
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$28K 0.02%
2,000
– –
TAI
212
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
$28K 0.02%
1,359
– –
IIM icon
213
Invesco Value Municipal Income Trust
IIM
$585M
$27K 0.02%
2,000
– –
MUJ icon
214
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$638M
$27K 0.02%
2,000
– –
ASP
215
DELISTED
AMERN STRATEGIC INCOME PORTFOL
ASP
$25K 0.02%
2,600
– –
NKG.PRC
216
DELISTED
NUVEEN GA DIVID ADVANTAGE MUN FD 2 PFD SHS (MA)
NKG.PRC
$25K 0.02%
2,500
– –
GDV.PRA
217
DELISTED
Gabelli Dividend & Income Trust 5.875% Ser A
GDV.PRA
$25K 0.02%
1,000
– –
VFL
218
DELISTED
abrdn National Municipal Income Fund
VFL
$24K 0.02%
2,000
– –
NMY
219
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$24K 0.02%
2,000
– –
NHS
220
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$23K 0.01%
1,743
– –
TY.PR icon
221
Tri-Continental Corporation $2.50 Cumulative Preferred
TY.PR
$31.4M
$23K 0.01%
500
– –
OIA icon
222
Invesco Municipal Income Opportunities Trust
OIA
$293M
$22K 0.01%
3,400
– –
GAB icon
223
Gabelli Equity Trust
GAB
$1.76B
$20K 0.01%
3,104
+64
+2% +$412
NUJ
224
DELISTED
NUVEEN NEW JERSEY DIV ADVTG MUNI FD 2
NUJ
$20K 0.01%
1,600
– –
NMY.PRC
225
DELISTED
NUVEEN MD PREM INCOME MUN FD PFD SHS (USA)
NMY.PRC
$20K 0.01%
2,000
– –
7 8
9
10 11

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DMBA
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MEPT
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Thomas J. Herzfeld Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Thomas J. Herzfeld Advisors held 294 positions worth $155M, down 1.1% from $157M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2013 filing shows 10 new, 74 increased, 39 reduced and 15 closed positions. Its largest new stake was Evertec: 16,643 shares worth $370K. The largest sale was Eaton Vance Risk-Managed Diversified Equity Income Fund, an estimated $1.16M.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.3% a quarter earlier, followed by Consumer Staples and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q3 2013 buy was Evertec: 16,643 shares worth $370K.
  • Thomas J. Herzfeld Advisors added most to PIMCO Dynamic Income Fund in Q3 2013, an estimated $659K increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2013 reduction was Eaton Vance Risk-Managed Diversified Equity Income Fund, cutting an estimated $1.16M.
  • Thomas J. Herzfeld Advisors fully exited iShares MSCI Mexico ETF in Q3 2013, selling an estimated $808K.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 24% of its $155M portfolio in Q3 2013.
  • Thomas J. Herzfeld Advisors opened 10 new positions and closed 15 in Q3 2013.
  • Thomas J. Herzfeld Advisors's portfolio value fell 1.1% quarter-over-quarter to $155M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2013, filed 13 Nov 2013.