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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$251M
AUM Growth
+$3.89M
Cap. Flow
-$5.08M
Cap. Flow %
-2.02%
Top 10 Hldgs %
47.58%
Holding
357
New
35
Increased
59
Reduced
85
Closed
26

Top Buys

Rank Stock Value
1
FSCO
FS Credit Opportunities Corp
FSCO
+$18.9M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$7.42M
3
FTF
Franklin Limited Duration Income Trust
FTF
+$4.61M
4
OCCI
OFS Credit Co
OCCI
+$4.33M
5
DMA
Destra Multi-Alternative Fund
DMA
+$2.85M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$16.7M
2
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$8.31M
3
OXLC
Oxford Lane Capital
OXLC
+$6.6M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$6.21M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$4.1M

Sector Composition

Rank Sector Weight
1 Financials 16.59%
2 Industrials 3.32%
3 Consumer Discretionary 3.28%
4 Materials 1.66%
5 Energy 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
176
Lockheed Martin
LMT
$132B
$10.6K ﹤0.01%
23
– –
UPS icon
177
United Parcel Service
UPS
$89.3B
$10.4K ﹤0.01%
58
– –
JEQ
178
DELISTED
abrdn Japan Equity Fund
JEQ
$10.2K ﹤0.01%
1,683
+612
+57% +$3.48K
NCA icon
179
Nuveen California Municipal Value Fund
NCA
$298M
$9.58K ﹤0.01%
1,120
-190
-15% -$1.66K
TRV icon
180
Travelers Companies
TRV
$82.1B
$9.38K ﹤0.01%
54
+17
+46% +$3K
O icon
181
Realty Income
O
$61.3B
$9.33K ﹤0.01%
156
– –
SRE icon
182
Sempra
SRE
$58.5B
$9.32K ﹤0.01%
128
– –
SVXY icon
183
ProShares Short VIX Short-Term Futures ETF
SVXY
$219M
$9.31K ﹤0.01%
220
– –
TSI
184
TCW Strategic Income Fund
TSI
$213M
$9.26K ﹤0.01%
2,000
– –
ADP icon
185
Automatic Data Processing
ADP
$111B
$9.23K ﹤0.01%
42
– –
AMAT icon
186
Applied Materials
AMAT
$353B
$9.12K ﹤0.01%
63
-1
-2% -$125
AOD
187
abrdn Total Dynamic Dividend Fund
AOD
$1.08B
$9.06K ﹤0.01%
1,097
-20
-2% -$163
USB icon
188
US Bancorp
USB
$98.9B
$8.95K ﹤0.01%
271
+65
+32% +$2.1K
JPM icon
189
JPMorgan Chase
JPM
$925B
$8.95K ﹤0.01%
62
-22
-26% -$3.03K
EFX icon
190
Equifax
EFX
$22.2B
$8.94K ﹤0.01%
38
– –
NUV icon
191
Nuveen Municipal Value Fund
NUV
$1.9B
$8.61K ﹤0.01%
990
-180
-15% -$1.58K
JOF
192
Japan Smaller Capitalization Fund
JOF
$316M
$8.59K ﹤0.01%
1,193
+490
+70% +$3.5K
CSCO icon
193
Cisco
CSCO
$452B
$8.33K ﹤0.01%
161
– –
BSY icon
194
Bentley Systems
BSY
$11.2B
$8.13K ﹤0.01%
150
– –
ABT icon
195
Abbott
ABT
$191B
$7.96K ﹤0.01%
73
– –
VRTX icon
196
Vertex Pharmaceuticals
VRTX
$124B
$7.74K ﹤0.01%
22
– –
AIIOW
197
Robo.ai Inc Warrant
AIIOW
$482K
$7.63K ﹤0.01%
26,327
– –
FDEU
198
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$7.6K ﹤0.01%
+580
New +$7.52K
HDB icon
199
HDFC Bank
HDB
$122B
$7.6K ﹤0.01%
218
– –
KF
200
Korea Fund
KF
$211M
$7.59K ﹤0.01%
328
+10
+3% +$224
6 7
8
9 10

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Thomas J. Herzfeld Advisors's Q2 2023 Portfolio in Review

As of Q2 2023, Thomas J. Herzfeld Advisors held 357 positions worth $251M, up 1.6% from $247M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Thomas J. Herzfeld Advisors's Q2 2023 filing shows 35 new, 59 increased, 85 reduced and 26 closed positions. Its largest new stake was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $16.7M.

By sector, the portfolio is most concentrated in Financials at 17% of assets, up from 9.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q2 2023 buy was Nuveen Preferred & Income Securities Fund: 1,171,035 shares worth $7.47M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q2 2023, an estimated $18.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q2 2023 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $16.7M.
  • Thomas J. Herzfeld Advisors fully exited ProShares UltraShort S&P500 in Q2 2023, selling an estimated $6.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 48% of its $251M portfolio in Q2 2023.
  • Thomas J. Herzfeld Advisors opened 35 new positions and closed 26 in Q2 2023.
  • Thomas J. Herzfeld Advisors's portfolio value rose 1.6% quarter-over-quarter to $251M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q2 2023, filed 14 Aug 2023.