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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.39%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$244M
AUM Growth
+$9.56M
Cap. Flow
+$5.83M
Cap. Flow %
2.39%
Top 10 Hldgs %
47.07%
Holding
337
New
29
Increased
99
Reduced
48
Closed
20

Top Buys

Rank Stock Value
1
OXLC
Oxford Lane Capital
OXLC
+$13.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$6.14M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.41M
4
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.98M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.7M

Top Sells

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$26.2M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$13.8M
3
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$4.15M
4
PCF
High Income Securities Fund
PCF
+$3.01M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$1.51M

Sector Composition

Rank Sector Weight
1 Financials 9.71%
2 Industrials 3.3%
3 Consumer Discretionary 2.24%
4 Materials 1.19%
5 Energy 1.16%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGY icon
176
BlackRock Enhanced International Dividend Trust
BGY
$509M
$8.96K ﹤0.01%
1,784
+320
+22% +$1.56K
ETN icon
177
Eaton
ETN
$141B
$8.95K ﹤0.01%
57
+13
+30% +$1.99K
AOD
178
abrdn Total Dynamic Dividend Fund
AOD
$1.08B
$8.71K ﹤0.01%
1,117
+170
+18% +$1.31K
CCI icon
179
Crown Castle
CCI
$34.6B
$8.68K ﹤0.01%
64
– –
HDB icon
180
HDFC Bank
HDB
$123B
$8.41K ﹤0.01%
246
+6
+3% +$195
ISRG icon
181
Intuitive Surgical
ISRG
$127B
$8.23K ﹤0.01%
31
– –
NNY icon
182
Nuveen New York Municipal Value Fund
NNY
$157M
$8.1K ﹤0.01%
+980
New +$8.08K
ABT icon
183
Abbott
ABT
$187B
$8.02K ﹤0.01%
73
– –
QCOM icon
184
Qualcomm
QCOM
$164B
$7.7K ﹤0.01%
70
– –
CSCO icon
185
Cisco
CSCO
$443B
$7.67K ﹤0.01%
161
– –
KDP icon
186
Keurig Dr Pepper
KDP
$42.8B
$7.45K ﹤0.01%
209
– –
EFX icon
187
Equifax
EFX
$22B
$7.39K ﹤0.01%
38
+2
+6% +$366
PM icon
188
Philip Morris
PM
$309B
$7.29K ﹤0.01%
+72
New +$6.79K
PCTTW
189
PureCycle Technologies Inc Warrant
PCTTW
$7.08K ﹤0.01%
2,457
– –
CAT icon
190
Caterpillar
CAT
$361B
$6.95K ﹤0.01%
29
– –
WRB icon
191
W.R. Berkley
WRB
$28.1B
$6.92K ﹤0.01%
144
+9
+7% +$434
AEF
192
abrdn Emerging Markets Equity Income Fund
AEF
$329M
$6.92K ﹤0.01%
1,343
-10
-0.7% -$49
NKE icon
193
Nike
NKE
$64.1B
$6.9K ﹤0.01%
59
– –
TMC icon
194
TMC The Metals Company
TMC
$1.49B
$6.9K ﹤0.01%
8,959
– –
EMF
195
Templeton Emerging Markets Fund
EMF
$298M
$6.84K ﹤0.01%
599
+230
+62% +$2.58K
ITW icon
196
Illinois Tool Works
ITW
$84.1B
$6.61K ﹤0.01%
30
– –
SLB icon
197
SLB Ltd
SLB
$72.7B
$6.58K ﹤0.01%
123
+36
+41% +$1.79K
PAYX icon
198
Paychex
PAYX
$43.4B
$6.47K ﹤0.01%
56
– –
SVXY icon
199
ProShares Short VIX Short-Term Futures ETF
SVXY
$217M
$6.46K ﹤0.01%
220
– –
IIF
200
Morgan Stanley India Investment Fund
IIF
$214M
$6.42K ﹤0.01%
316
+240
+316% +$5.61K
6 7
8
9 10

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Thomas J. Herzfeld Advisors's Q4 2022 Portfolio in Review

As of Q4 2022, Thomas J. Herzfeld Advisors held 337 positions worth $244M, up 4.1% from $234M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2022 filing shows 29 new, 99 increased, 48 reduced and 20 closed positions. Its largest new stake was Oxford Lane Capital: 528,784 shares worth $13.4M. The largest sale was WisdomTree Floating Rate Treasury Fund, an estimated $26.2M.

By sector, the portfolio is most concentrated in Financials at 9.7% of assets, up from 4% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q4 2022 buy was Oxford Lane Capital: 528,784 shares worth $13.4M.
  • Thomas J. Herzfeld Advisors added most to Cornerstone Strategic Value Fund in Q4 2022, an estimated $6.14M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2022 reduction was WisdomTree Floating Rate Treasury Fund, cutting an estimated $26.2M.
  • Thomas J. Herzfeld Advisors fully exited iShares Core US Aggregate Bond ETF in Q4 2022, selling an estimated $13.8M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 47% of its $244M portfolio in Q4 2022.
  • Thomas J. Herzfeld Advisors opened 29 new positions and closed 20 in Q4 2022.
  • Thomas J. Herzfeld Advisors's portfolio value rose 4.1% quarter-over-quarter to $244M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2022, filed 14 Feb 2023.