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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-4.56%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$234M
AUM Growth
-$7M
Cap. Flow
+$5.84M
Cap. Flow %
2.49%
Top 10 Hldgs %
57.02%
Holding
347
New
25
Increased
51
Reduced
52
Closed
39

Top Buys

Rank Stock Value
1
USFR icon
WisdomTree Floating Rate Treasury Fund
USFR
+$23.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$14.5M
3
SJB icon
ProShares Short High Yield
SJB
+$8.53M
4
PDX
PIMCO Dynamic Income Strategy Fund
PDX
+$1.81M
5
SRV
NXG Cushing Midstream Energy Fund
SRV
+$1.5M

Top Sells

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$7.6M
2
NSLR
Neostellar Capital Corp
NSLR
+$3.57M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.21M
4
PCF
High Income Securities Fund
PCF
+$3.18M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.63M

Sector Composition

Rank Sector Weight
1 Financials 3.98%
2 Industrials 3.35%
3 Consumer Discretionary 2.12%
4 Energy 1.23%
5 Materials 1.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIS icon
176
Fidelity National Information Services
FIS
$24.2B
$7K ﹤0.01%
93
+27
+41% +$2.51K
HDB icon
177
HDFC Bank
HDB
$123B
$7K ﹤0.01%
240
– –
KDP icon
178
Keurig Dr Pepper
KDP
$42.8B
$7K ﹤0.01%
209
– –
PLD icon
179
Prologis
PLD
$136B
$7K ﹤0.01%
64
– –
AEF
180
abrdn Emerging Markets Equity Income Fund
AEF
$329M
$6K ﹤0.01%
1,353
– –
CSCO icon
181
Cisco
CSCO
$443B
$6K ﹤0.01%
161
-58
-26% -$2.57K
EFX icon
182
Equifax
EFX
$22B
$6K ﹤0.01%
36
– –
ETN icon
183
Eaton
ETN
$141B
$6K ﹤0.01%
44
– –
HLT icon
184
Hilton Worldwide
HLT
$72.4B
$6K ﹤0.01%
49
– –
ISRG icon
185
Intuitive Surgical
ISRG
$127B
$6K ﹤0.01%
31
– –
KSA icon
186
iShares MSCI Saudi Arabia ETF
KSA
$612M
$6K ﹤0.01%
153
+95
+164% +$4.1K
LPLA icon
187
LPL Financial
LPLA
$27B
$6K ﹤0.01%
29
– –
PAYX icon
188
Paychex
PAYX
$43.4B
$6K ﹤0.01%
56
– –
REGN icon
189
Regeneron Pharmaceuticals
REGN
$72.9B
$6K ﹤0.01%
8
– –
VRTX icon
190
Vertex Pharmaceuticals
VRTX
$123B
$6K ﹤0.01%
22
– –
WEC icon
191
WEC Energy
WEC
$36.3B
$6K ﹤0.01%
62
– –
WRB icon
192
W.R. Berkley
WRB
$28.1B
$6K ﹤0.01%
135
– –
WBX.WS
193
DELISTED
Wallbox N.V. Warrants, each warrant to purchase one Class A Ordinary Share
WBX.WS
$6K ﹤0.01%
4,552
-890
-16% -$1.67K
BABA icon
194
Alibaba
BABA
$276B
$5K ﹤0.01%
64
– –
BTI icon
195
British American Tobacco
BTI
$136B
$5K ﹤0.01%
133
– –
CARR icon
196
Carrier Global
CARR
$49.4B
$5K ﹤0.01%
142
– –
CAT icon
197
Caterpillar
CAT
$361B
$5K ﹤0.01%
29
– –
CME icon
198
CME Group
CME
$95.4B
$5K ﹤0.01%
30
– –
EEA
199
European Equity Fund
EEA
$73.6M
$5K ﹤0.01%
728
– –
GGZ
200
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$122M
$5K ﹤0.01%
557
– –
6 7
8
9 10

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Thomas J. Herzfeld Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Thomas J. Herzfeld Advisors held 347 positions worth $234M, down 2.9% from $241M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Thomas J. Herzfeld Advisors's Q3 2022 filing shows 25 new, 51 increased, 52 reduced and 39 closed positions. Its largest new stake was iShares Core US Aggregate Bond ETF: 143,372 shares worth $13.8M. The largest sale was Cornerstone Strategic Value Fund, an estimated $7.6M.

By sector, the portfolio is most concentrated in Financials at 4% of assets, down from 7.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Thomas J. Herzfeld Advisors's largest Q3 2022 buy was iShares Core US Aggregate Bond ETF: 143,372 shares worth $13.8M.
  • Thomas J. Herzfeld Advisors added most to WisdomTree Floating Rate Treasury Fund in Q3 2022, an estimated $23.9M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2022 reduction was Cornerstone Strategic Value Fund, cutting an estimated $7.6M.
  • Thomas J. Herzfeld Advisors fully exited ProShares Short 20+ Year Treasury ETF in Q3 2022, selling an estimated $3.21M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 57% of its $234M portfolio in Q3 2022.
  • Thomas J. Herzfeld Advisors opened 25 new positions and closed 39 in Q3 2022.
  • Thomas J. Herzfeld Advisors's portfolio value fell 2.9% quarter-over-quarter to $234M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2022, filed 14 Nov 2022.