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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-0.86%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$226M
AUM Growth
-$13.3M
Cap. Flow
-$11M
Cap. Flow %
-4.85%
Top 10 Hldgs %
42.69%
Holding
388
New
33
Increased
62
Reduced
55
Closed
39

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.84M
2
IBMJ
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
+$2.01M
3
FUMB icon
First Trust Ultra Short Duration Municipal ETF
FUMB
+$1.59M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$1.14M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$1.09M

Top Sells

Rank Stock Value
1
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.2M
2
FAX
abrdn Asia-Pacific Income Fund
FAX
+$3.32M
3
ISD
PGIM High Yield Bond Fund
ISD
+$2.96M
4
AVK
Advent Convertible and Income Fund
AVK
+$2.84M
5
GHY
PGIM Global High Yield Fund
GHY
+$2.48M

Sector Composition

Rank Sector Weight
1 Financials 8.21%
2 Industrials 5.17%
3 Consumer Discretionary 2.67%
4 Materials 1.77%
5 Utilities 1.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APD icon
176
Air Products & Chemicals
APD
$65.5B
$12K 0.01%
47
– –
CSCO icon
177
Cisco
CSCO
$443B
$12K 0.01%
219
– –
JQC icon
178
Nuveen Credit Strategies Income Fund
JQC
$702M
$12K 0.01%
1,819
-118,859
-98% -$775K
LTRYW icon
179
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$916
$12K 0.01%
6,029
– –
MDLZ icon
180
Mondelez International
MDLZ
$82.9B
$12K 0.01%
205
– –
SHOP icon
181
Shopify
SHOP
$168B
$12K 0.01%
90
– –
LFG.WS
182
DELISTED
Archaea Energy Inc. Warrants, exercisable for one share of Class A common stock at an exercise price
LFG.WS
$12K 0.01%
+1,588
New +$12.5K
AMT icon
183
American Tower
AMT
$83.5B
$11K ﹤0.01%
43
– –
CCI icon
184
Crown Castle
CCI
$34.6B
$11K ﹤0.01%
64
– –
CHPT icon
185
ChargePoint
CHPT
$134M
$11K ﹤0.01%
+26
New +$12.1K
PG icon
186
Procter & Gamble
PG
$340B
$11K ﹤0.01%
79
– –
SBUX icon
187
Starbucks
SBUX
$119B
$11K ﹤0.01%
98
– –
TSI
188
TCW Strategic Income Fund
TSI
$213M
$11K ﹤0.01%
2,000
– –
ADP icon
189
Automatic Data Processing
ADP
$109B
$10K ﹤0.01%
51
– –
IBN icon
190
ICICI Bank
IBN
$107B
$10K ﹤0.01%
519
+44
+9% +$825
MCD icon
191
McDonald's
MCD
$193B
$10K ﹤0.01%
42
– –
MDT icon
192
Medtronic
MDT
$112B
$10K ﹤0.01%
83
+10
+14% +$1.29K
MRSH
193
Marsh
MRSH
$94.3B
$10K ﹤0.01%
68
– –
OPFI.WS
194
DELISTED
OppFi Inc Warrants
OPFI.WS
$10K ﹤0.01%
+6,315
New +$9.86K
PNC icon
195
PNC Financial Services
PNC
$99.1B
$10K ﹤0.01%
50
– –
TWN
196
Taiwan Fund
TWN
$446M
$10K ﹤0.01%
277
– –
RONI.U
197
DELISTED
Rice Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RONI.U
$10K ﹤0.01%
+1,000
New +$10.2K
ABT icon
198
Abbott
ABT
$187B
$9K ﹤0.01%
73
– –
ADBE icon
199
Adobe
ADBE
$105B
$9K ﹤0.01%
15
+7
+88% +$4.41K
LMT icon
200
Lockheed Martin
LMT
$131B
$9K ﹤0.01%
25
– –
6 7
8
9 10

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Thomas J. Herzfeld Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Thomas J. Herzfeld Advisors held 388 positions worth $226M, down 5.5% from $240M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $11M in Q3 2021, closing 39 positions and reducing 55 holdings. Its most notable exit was Seven Hills Realty Trust, an estimated $2.23M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, up from 7.4% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in iShares iBonds Dec 2021 Term Muni Bond ETF worth $2.01M.

  • Thomas J. Herzfeld Advisors's largest Q3 2021 buy was iShares iBonds Dec 2021 Term Muni Bond ETF: 78,690 shares worth $2.01M.
  • Thomas J. Herzfeld Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q3 2021, an estimated $5.84M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2021 reduction was Eaton Vance Limited Duration Income Fund, cutting an estimated $4.2M.
  • Thomas J. Herzfeld Advisors fully exited Seven Hills Realty Trust in Q3 2021, selling an estimated $2.23M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 43% of its $226M portfolio in Q3 2021.
  • Thomas J. Herzfeld Advisors opened 33 new positions and closed 39 in Q3 2021.
  • Thomas J. Herzfeld Advisors's portfolio value fell 5.5% quarter-over-quarter to $226M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2021, filed 12 Nov 2021.