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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+8.61%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$220M
AUM Growth
+$6.18M
Cap. Flow
-$10.7M
Cap. Flow %
-4.88%
Top 10 Hldgs %
40.88%
Holding
390
New
92
Increased
98
Reduced
42
Closed
28

Top Buys

Rank Stock Value
1
AVK
Advent Convertible and Income Fund
AVK
+$3.44M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$2.93M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$1.52M
4
ECC
Eagle Point Credit Company
ECC
+$1.51M
5
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$973K

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$11.6M
2
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.21M
3
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.06M
4
MTZ icon
MasTec
MTZ
+$1.47M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$1.36M

Sector Composition

Rank Sector Weight
1 Industrials 5.73%
2 Financials 4.41%
3 Consumer Discretionary 3.28%
4 Real Estate 1.58%
5 Materials 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLK icon
176
Blackrock
BLK
$170B
$18K 0.01%
24
– –
CHPT.WS
177
DELISTED
ChargePoint Holdings, Inc. Warrants, exercisable for one share of Common Stock
CHPT.WS
$18K 0.01%
+1,164
New +$14K
BDJ icon
178
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$17K 0.01%
1,778
+31
+2% +$274
KPTI icon
179
Karyopharm Therapeutics
KPTI
$159M
$16K 0.01%
100
– –
META icon
180
Meta Platforms (Facebook)
META
$1.37T
$16K 0.01%
54
– –
AMZN icon
181
Amazon
AMZN
$2.53T
$15K 0.01%
100
– –
ZTR
182
Virtus Total Return Fund
ZTR
$342M
$15K 0.01%
1,582
+42
+3% +$375
GOOG icon
183
Alphabet (Google) Class C
GOOG
$4.08T
$14K 0.01%
140
– –
APD icon
184
Air Products & Chemicals
APD
$66.8B
$13K 0.01%
47
+2
+4% +$544
GF
185
New Germany Fund
GF
$184M
$13K 0.01%
649
+63
+11% +$1.25K
HON icon
186
Honeywell
HON
$76.7B
$13K 0.01%
64
-4
-6% -$781
PEP icon
187
PepsiCo
PEP
$191B
$13K 0.01%
89
– –
TFC icon
188
Truist Financial
TFC
$63.5B
$13K 0.01%
221
– –
VIHAW
189
DELISTED
VPC Impact Acquisition Holdings Warrant
VIHAW
$13K 0.01%
+4,547
New +$16.9K
CCI icon
190
Crown Castle
CCI
$33.4B
$12K 0.01%
70
– –
SBUX icon
191
Starbucks
SBUX
$121B
$12K 0.01%
110
– –
DMYD.WS
192
DELISTED
dMY Technology Group, Inc. II Redeemable Warrants, each whole warrant exercisable for one share of C
DMYD.WS
$12K 0.01%
+2,760
New +$15K
CSCO icon
193
Cisco
CSCO
$448B
$11K 0.01%
219
– –
KPLTW
194
DELISTED
Katapult Holdings Warrant
KPLTW
$11K 0.01%
+3,292
New +$14.3K
LMT icon
195
Lockheed Martin
LMT
$132B
$11K 0.01%
31
– –
LTRYW icon
196
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$956
$11K 0.01%
5,520
-3,771
-41% -$9.23K
QSI icon
197
Quantum-Si Incorporated
QSI
$157M
$11K 0.01%
+887
New +$10.7K
TSI
198
TCW Strategic Income Fund
TSI
$212M
$11K 0.01%
2,000
– –
ADP icon
199
Automatic Data Processing
ADP
$105B
$10K ﹤0.01%
51
– –
AVPT icon
200
AvePoint
AVPT
$2.72B
$10K ﹤0.01%
888
-612
-41% -$8.57K
6 7
8
9 10

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DMBA
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MEPT
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ECM
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CWA
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Thomas J. Herzfeld Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Thomas J. Herzfeld Advisors held 390 positions worth $220M, up 2.9% from $214M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $10.7M in Q1 2021, closing 28 positions and reducing 42 holdings. Its most notable exit was Aberdeen Multi-Market Income Fund, an estimated $1.36M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 5.7% of assets, up from 4.9% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Advent Convertible and Income Fund worth $3.53M.

  • Thomas J. Herzfeld Advisors's largest Q1 2021 buy was Advent Convertible and Income Fund: 205,400 shares worth $3.53M.
  • Thomas J. Herzfeld Advisors added most to BlackRock Science and Technology Term Trust in Q1 2021, an estimated $2.93M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2021 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $11.6M.
  • Thomas J. Herzfeld Advisors fully exited Aberdeen Multi-Market Income Fund in Q1 2021, selling an estimated $1.36M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 41% of its $220M portfolio in Q1 2021.
  • Thomas J. Herzfeld Advisors opened 92 new positions and closed 28 in Q1 2021.
  • Thomas J. Herzfeld Advisors's portfolio value rose 2.9% quarter-over-quarter to $220M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2021, filed 14 May 2021.