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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+2.51%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$280M
AUM Growth
+$8.64M
Cap. Flow
+$2.64M
Cap. Flow %
0.94%
Top 10 Hldgs %
44.91%
Holding
272
New
15
Increased
72
Reduced
74
Closed
35

Top Buys

Rank Stock Value
1
MIN
Aberdeen Intermediate Income Fund
MIN
+$3.32M
2
AEF
abrdn Emerging Markets Equity Income Fund
AEF
+$3.12M
3
AWP
abrdn Global Premier Properties Fund
AWP
+$2.97M
4
BGY icon
BlackRock Enhanced International Dividend Trust
BGY
+$2.89M
5
OXLC
Oxford Lane Capital
OXLC
+$2.88M

Top Sells

Rank Stock Value
1
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$3.8M
2
HERZ
Herzfeld Credit Income Fund
HERZ
+$3.43M
3
JRO
Nuveen Floating Rate Income Opportunty Fund
JRO
+$3.09M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$3.07M
5
TPZ
Tortoise Electrification Infrastructure ETF
TPZ
+$2.5M

Sector Composition

Rank Sector Weight
1 Financials 7.99%
2 Consumer Discretionary 4.58%
3 Industrials 4.39%
4 Real Estate 1.81%
5 Consumer Staples 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
176
American Express
AXP
$227B
$14K 0.01%
112
+21
+23% +$2.51K
RTX icon
177
RTX Corp
RTX
$295B
$14K 0.01%
148
+24
+19% +$2.18K
TTE icon
178
TotalEnergies
TTE
$187B
$14K 0.01%
262
+71
+37% +$3.75K
V icon
179
Visa
V
$697B
$14K 0.01%
74
– –
USO icon
180
United States Oil Fund
USO
$2B
$13K ﹤0.01%
125
– –
UN
181
DELISTED
Unilever NV New York Registry Shares
UN
$13K ﹤0.01%
230
-27
-11% -$1.59K
SPCE icon
182
Virgin Galactic
SPCE
$320M
$12K ﹤0.01%
50
– –
TSI
183
TCW Strategic Income Fund
TSI
$214M
$12K ﹤0.01%
2,000
– –
WMT icon
184
Walmart Inc
WMT
$900B
$12K ﹤0.01%
297
– –
IRL
185
DELISTED
NEW IRELAND FUND INC
IRL
$12K ﹤0.01%
1,199
+653
+120% +$6.01K
ALC icon
186
Alcon
ALC
$33.7B
$11K ﹤0.01%
192
– –
AMZN icon
187
Amazon
AMZN
$2.48T
$11K ﹤0.01%
120
– –
GOOGL icon
188
Alphabet (Google) Class A
GOOGL
$4.08T
$11K ﹤0.01%
160
– –
PEP icon
189
PepsiCo
PEP
$195B
$11K ﹤0.01%
84
-4
-5% -$544
TSM icon
190
TSMC
TSM
$2.03T
$11K ﹤0.01%
190
+51
+37% +$2.71K
INFO
191
DELISTED
IHS Markit Ltd. Common Shares
INFO
$11K ﹤0.01%
142
-69
-33% -$4.91K
APD icon
192
Air Products & Chemicals
APD
$65.2B
$10K ﹤0.01%
44
+14
+47% +$3.16K
HDB icon
193
HDFC Bank
HDB
$121B
$10K ﹤0.01%
324
+64
+25% +$1.95K
PHG icon
194
Philips
PHG
$24.8B
$10K ﹤0.01%
257
– –
PUK icon
195
Prudential
PUK
$36.1B
$10K ﹤0.01%
279
+139
+99% +$4.9K
TT icon
196
Trane Technologies
TT
$104B
$10K ﹤0.01%
78
– –
BNS icon
197
Scotiabank
BNS
$108B
$9K ﹤0.01%
167
+94
+129% +$5.34K
HD icon
198
Home Depot
HD
$343B
$9K ﹤0.01%
40
– –
MCD icon
199
McDonald's
MCD
$194B
$9K ﹤0.01%
45
– –
NOC icon
200
Northrop Grumman
NOC
$78B
$9K ﹤0.01%
27
– –
6 7
8
9 10

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MEPT
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Thomas J. Herzfeld Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Thomas J. Herzfeld Advisors held 272 positions worth $280M, up 3.2% from $271M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Thomas J. Herzfeld Advisors's Q4 2019 filing shows 15 new, 72 increased, 74 reduced and 35 closed positions. Its largest new stake was Aberdeen Intermediate Income Fund: 879,126 shares worth $3.34M. The largest sale was FIRST TRUST ENERGY INFRASTRUCTURE FUND, an estimated $3.8M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 9.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q4 2019 buy was Aberdeen Intermediate Income Fund: 879,126 shares worth $3.34M.
  • Thomas J. Herzfeld Advisors added most to abrdn Emerging Markets Equity Income Fund in Q4 2019, an estimated $3.12M increase.
  • Thomas J. Herzfeld Advisors's biggest Q4 2019 reduction was FIRST TRUST ENERGY INFRASTRUCTURE FUND, cutting an estimated $3.8M.
  • Thomas J. Herzfeld Advisors fully exited Nuveen Floating Rate Income Opportunty Fund in Q4 2019, selling an estimated $3.09M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 45% of its $280M portfolio in Q4 2019.
  • Thomas J. Herzfeld Advisors opened 15 new positions and closed 35 in Q4 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.2% quarter-over-quarter to $280M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.