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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+0.25%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$271M
AUM Growth
+$8.57M
Cap. Flow
+$9.06M
Cap. Flow %
3.34%
Top 10 Hldgs %
44.42%
Holding
286
New
20
Increased
81
Reduced
70
Closed
29

Top Buys

Rank Stock Value
1
OCCI
OFS Credit Co
OCCI
+$3.59M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$2.84M
3
FIF
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
+$2.75M
4
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$2.53M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$2.25M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.25M
2
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$1.66M
3
JEQ
abrdn Japan Equity Fund
JEQ
+$1.6M
4
SMM
Salient Midstream & MLP Fund
SMM
+$1.32M
5
TTP
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
+$1.12M

Sector Composition

Rank Sector Weight
1 Financials 9.14%
2 Industrials 4.73%
3 Consumer Discretionary 4.28%
4 Real Estate 1.61%
5 Consumer Staples 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTT
176
High Templar Tech Ltd
HTT
$377M
$16K 0.01%
+2,263
New +$18.2K
GFY
177
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
$16K 0.01%
982
– –
CB icon
178
Chubb
CB
$141B
$15K 0.01%
90
– –
UN
179
DELISTED
Unilever NV New York Registry Shares
UN
$15K 0.01%
257
– –
BDJ icon
180
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$14K 0.01%
1,576
+25
+2% +$225
CCEP icon
181
Coca-Cola Europacific Partners
CCEP
$49.3B
$14K 0.01%
244
+9
+4% +$503
JPM icon
182
JPMorgan Chase
JPM
$950B
$14K 0.01%
116
-5
-4% -$566
KPTI icon
183
Karyopharm Therapeutics
KPTI
$161M
$14K 0.01%
100
– –
KXIN icon
184
Kaixin Holdings
KXIN
$8.93M
– –
0
– –
INFO
185
DELISTED
IHS Markit Ltd. Common Shares
INFO
$14K 0.01%
211
-26
-11% -$1.7K
ZF
186
DELISTED
Virtus Total Return Fund Inc.
ZF
$14K 0.01%
1,246
-1,564
-56% -$17K
NGG icon
187
National Grid
NGG
$81.3B
$13K ﹤0.01%
270
+21
+8% +$971
RPAY icon
188
Repay Holdings
RPAY
$344M
$13K ﹤0.01%
+1,000
New +$12.2K
SE icon
189
Sea Limited
SE
$65.8B
$13K ﹤0.01%
419
-195
-32% -$6.55K
V icon
190
Visa
V
$697B
$13K ﹤0.01%
74
-8
-10% -$1.43K
AAPL icon
191
Apple
AAPL
$4.99T
$12K ﹤0.01%
212
– –
PEP icon
192
PepsiCo
PEP
$195B
$12K ﹤0.01%
88
+16
+22% +$2.13K
WMT icon
193
Walmart Inc
WMT
$900B
$12K ﹤0.01%
297
+27
+10% +$1.02K
ALC icon
194
Alcon
ALC
$33.7B
$11K ﹤0.01%
192
– –
AXP icon
195
American Express
AXP
$227B
$11K ﹤0.01%
91
+22
+32% +$2.7K
DIS icon
196
Walt Disney
DIS
$172B
$11K ﹤0.01%
82
– –
RTX icon
197
RTX Corp
RTX
$295B
$11K ﹤0.01%
124
– –
SPCE icon
198
Virgin Galactic
SPCE
$320M
$11K ﹤0.01%
+50
New +$10.5K
TSI
199
TCW Strategic Income Fund
TSI
$214M
$11K ﹤0.01%
2,000
– –
USO icon
200
United States Oil Fund
USO
$2B
$11K ﹤0.01%
125
– –
6 7
8
9 10

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Thomas J. Herzfeld Advisors held 286 positions worth $271M, up 3.3% from $263M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Thomas J. Herzfeld Advisors deployed $9.06M of net new capital in Q3 2019, opening 20 new positions and adding to 81 existing holdings. Its largest new stake was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, up from 8.2% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 0-1 Year Treasury Bond ETF, an estimated $7.25M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q3 2019 buy was Aberdeen Multi-Market Income Fund: 383,739 shares worth $2.27M.
  • Thomas J. Herzfeld Advisors added most to OFS Credit Co in Q3 2019, an estimated $3.59M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2019 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $7.25M.
  • Thomas J. Herzfeld Advisors fully exited Salient Midstream & MLP Fund in Q3 2019, selling an estimated $1.32M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 44% of its $271M portfolio in Q3 2019.
  • Thomas J. Herzfeld Advisors opened 20 new positions and closed 29 in Q3 2019.
  • Thomas J. Herzfeld Advisors's portfolio value rose 3.3% quarter-over-quarter to $271M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2019, filed 8 Nov 2019.