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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+3.35%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$227M
AUM Growth
-$1.14M
Cap. Flow
-$8.62M
Cap. Flow %
-3.8%
Top 10 Hldgs %
46.1%
Holding
308
New
22
Increased
71
Reduced
69
Closed
20

Top Buys

Rank Stock Value
1
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$1.54M
2
JRI icon
Nuveen Real Asset Income & Growth Fund
JRI
+$1.29M
3
THQ
abrdn Healthcare Opportunities Fund
THQ
+$1.28M
4
DMC
Del Monte Corp
DMC
+$1.26M
5
BPOP icon
Popular Inc
BPOP
+$1.19M

Top Sells

Rank Stock Value
1
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$8.71M
2
ACP
abrdn Income Credit Strategies Fund
ACP
+$2.14M
3
SEVN
Seven Hills Realty Trust
SEVN
+$1.78M
4
DRA
Diversified Real Asset Income Fd
DRA
+$1.26M
5
TY icon
TRI-Continental Corp
TY
+$1.21M

Sector Composition

Rank Sector Weight
1 Financials 7.21%
2 Consumer Discretionary 5.34%
3 Industrials 4.92%
4 Consumer Staples 2.55%
5 Materials 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASA
176
ASA Gold and Precious Metals
ASA
$948M
$59K 0.03%
5,000
– –
SONY icon
177
Sony
SONY
$123B
$58K 0.03%
7,790
+940
+14% +$7.36K
NHS
178
Neuberger High Yield Strategies Fund Inc
NHS
$252M
$56K 0.02%
4,579
– –
KPTI icon
179
Karyopharm Therapeutics
KPTI
$168M
$53K 0.02%
325
– –
BWG
180
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$52K 0.02%
3,864
– –
DSL
181
DoubleLine Income Solutions Fund
DSL
$1.21B
$52K 0.02%
+2,462
New +$51.4K
GDL
182
GDL Fund
GDL
$92M
$51K 0.02%
5,000
– –
LLY icon
183
Eli Lilly
LLY
$1.07T
$51K 0.02%
600
– –
PHT
184
DELISTED
Pioneer High Income Fund
PHT
$51K 0.02%
5,100
– –
TIP icon
185
iShares TIPS Bond ETF
TIP
$14.5B
$47K 0.02%
410
– –
AGC
186
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$47K 0.02%
7,516
– –
LDF
187
DELISTED
Latin American Discovery Fund
LDF
$46K 0.02%
3,808
+1,215
+47% +$14K
DEO icon
188
Diageo
DEO
$46.2B
$45K 0.02%
338
+268
+383% +$34.6K
RMT
189
Royce Micro-Cap Trust
RMT
$736M
$45K 0.02%
4,780
– –
CEE
190
Central and Eastern Europe Fund
CEE
$135M
$44K 0.02%
1,779
– –
VZ icon
191
Verizon
VZ
$194B
$44K 0.02%
890
+35
+4% +$1.65K
NVS icon
192
Novartis
NVS
$295B
$43K 0.02%
+558
New +$42.1K
KMM
193
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$43K 0.02%
4,751
– –
KO icon
194
Coca-Cola
KO
$354B
$42K 0.02%
940
+74
+9% +$3.37K
AWF
195
AllianceBernstein Global High Income Fund
AWF
$867M
$41K 0.02%
3,140
– –
EQNR icon
196
Equinor
EQNR
$95.9B
$41K 0.02%
2,056
+907
+79% +$16.8K
NIE
197
Virtus Equity & Convertible Income Fund
NIE
$718M
$41K 0.02%
2,000
– –
RCG
198
RENN Fund
RCG
$20.7M
$40K 0.02%
28,272
-100
-0.4% -$134
FAM
199
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$40K 0.02%
+3,396
New +$39.9K
BCV
200
Bancroft Fund
BCV
$136M
$38K 0.02%
1,746
– –
6 7
8
9 10

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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Thomas J. Herzfeld Advisors held 308 positions worth $227M, down 0.5% from $228M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Thomas J. Herzfeld Advisors withdrew a net $8.62M in Q3 2017, closing 20 positions and reducing 69 holdings. Its most notable exit was abrdn Income Credit Strategies Fund, an estimated $2.14M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.2% of assets, up from 6.7% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Thomas J. Herzfeld Advisors opened a new position in Kayne Anderson NextGen Energy & Infrastructure, Inc. worth $1.57M.

  • Thomas J. Herzfeld Advisors's largest Q3 2017 buy was Kayne Anderson NextGen Energy & Infrastructure, Inc.: 106,994 shares worth $1.57M.
  • Thomas J. Herzfeld Advisors added most to abrdn Healthcare Opportunities Fund in Q3 2017, an estimated $1.28M increase.
  • Thomas J. Herzfeld Advisors's biggest Q3 2017 reduction was NexPoint Diversified Real Estate Trust, cutting an estimated $8.71M.
  • Thomas J. Herzfeld Advisors fully exited abrdn Income Credit Strategies Fund in Q3 2017, selling an estimated $2.14M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 46% of its $227M portfolio in Q3 2017.
  • Thomas J. Herzfeld Advisors opened 22 new positions and closed 20 in Q3 2017.
  • Thomas J. Herzfeld Advisors's portfolio value fell 0.5% quarter-over-quarter to $227M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q3 2017, filed 14 Nov 2017.