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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$228M
AUM Growth
+$11.3M
Cap. Flow
-$2.25M
Cap. Flow %
-0.99%
Top 10 Hldgs %
39.94%
Holding
325
New
19
Increased
109
Reduced
46
Closed
29

Top Buys

Rank Stock Value
1
HERZ
Herzfeld Credit Income Fund
HERZ
+$1.69M
2
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$1.6M
3
CET
Central Securities Corp
CET
+$1.25M
4
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$1.1M
5
DSL
DoubleLine Income Solutions Fund
DSL
+$791K

Top Sells

Rank Stock Value
1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$9.81M
2
SMM
Salient Midstream & MLP Fund
SMM
+$1.82M
3
GGE
Guggenheim Enhncd Eqty Strtgy Fd
GGE
+$991K
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$977K
5
TY icon
TRI-Continental Corp
TY
+$874K

Sector Composition

Rank Sector Weight
1 Financials 6.68%
2 Consumer Discretionary 5.91%
3 Industrials 5.37%
4 Consumer Staples 2.12%
5 Materials 1.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVX icon
176
Chevron
CVX
$388B
$77K 0.03%
713
+7
+1% +$785
AEF
177
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$76K 0.03%
10,959
+5,399
+97% +$34.8K
NXJ
178
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$76K 0.03%
5,702
– –
SONY icon
179
Sony
SONY
$123B
$73K 0.03%
10,830
+6,795
+168% +$42.4K
GE icon
180
GE Aerospace
GE
$367B
$71K 0.03%
496
+2
+0.4% +$289
IBN icon
181
ICICI Bank
IBN
$106B
$71K 0.03%
9,048
+2,313
+34% +$17.3K
VZ icon
182
Verizon
VZ
$194B
$70K 0.03%
1,436
+9
+0.6% +$452
GDX icon
183
VanEck Gold Miners ETF
GDX
$23B
$68K 0.03%
3,000
– –
INTC icon
184
Intel
INTC
$466B
$68K 0.03%
1,897
+5
+0.3% +$181
PFE icon
185
Pfizer
PFE
$140B
$68K 0.03%
2,107
+7
+0.3% +$221
JCE icon
186
Nuveen Core Equity Alpha Fund
JCE
$279M
$66K 0.03%
4,772
+41
+0.9% +$565
CAT icon
187
Caterpillar
CAT
$409B
$65K 0.03%
703
+6
+0.9% +$568
KO icon
188
Coca-Cola
KO
$354B
$65K 0.03%
1,538
– –
KPTI icon
189
Karyopharm Therapeutics
KPTI
$168M
$63K 0.03%
325
– –
APB
190
DELISTED
Asia Pacific Fund
APB
$63K 0.03%
5,150
– –
VALE icon
191
Vale
VALE
$62.9B
$62K 0.03%
6,492
+1,440
+29% +$14.3K
ISL
192
DELISTED
Aberdeen Israel Fund
ISL
$62K 0.03%
3,550
+1,500
+73% +$25.1K
MCR
193
DELISTED
MFS Charter Income Trust
MCR
$61K 0.03%
7,057
+3,000
+74% +$25.7K
V icon
194
Visa
V
$677B
$61K 0.03%
691
+2
+0.3% +$172
ASA
195
ASA Gold and Precious Metals
ASA
$948M
$60K 0.03%
5,000
– –
CHN
196
DELISTED
China Fund
CHN
$58K 0.03%
3,500
– –
ABT icon
197
Abbott
ABT
$180B
$55K 0.02%
1,249
– –
MET icon
198
MetLife
MET
$61B
$55K 0.02%
1,167
– –
BBVA icon
199
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$53K 0.02%
6,927
+845
+14% +$5.76K
LLY icon
200
Eli Lilly
LLY
$1.07T
$50K 0.02%
600
– –
6 7
8
9 10

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SM
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PCI
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PC
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DMBA
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MFC
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MEPT
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ECM
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Thomas J. Herzfeld Advisors's Q1 2017 Portfolio in Review

As of Q1 2017, Thomas J. Herzfeld Advisors held 325 positions worth $228M, up 5.2% from $216M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Thomas J. Herzfeld Advisors's Q1 2017 filing shows 19 new, 109 increased, 46 reduced and 29 closed positions. Its largest new stake was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M. The largest sale was PIMCO Dynamic Credit and Mortgage Income Fund, an estimated $9.81M.

By sector, the portfolio is most concentrated in Financials at 6.7% of assets, up from 6.1% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Thomas J. Herzfeld Advisors's largest Q1 2017 buy was Guggenheim Enhanced Equity Income Fund: 134,543 shares worth $1.09M.
  • Thomas J. Herzfeld Advisors added most to Herzfeld Credit Income Fund in Q1 2017, an estimated $1.69M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2017 reduction was Salient Midstream & MLP Fund, cutting an estimated $1.82M.
  • Thomas J. Herzfeld Advisors fully exited PIMCO Dynamic Credit and Mortgage Income Fund in Q1 2017, selling an estimated $9.81M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 40% of its $228M portfolio in Q1 2017.
  • Thomas J. Herzfeld Advisors opened 19 new positions and closed 29 in Q1 2017.
  • Thomas J. Herzfeld Advisors's portfolio value rose 5.2% quarter-over-quarter to $228M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2017, filed 15 May 2017.